Available online at www.sciencedirect.com ScienceDirect Geochimica et Cosmochimica Acta 121 (2013) 240–262 www.elsevier.com/locate/gca Stable carbon isotopes of C3 plant resins and ambers record changes in atmospheric oxygen since the Triassic Ralf Tappert a,b,⇑, Ryan C. McKellar a,c, Alexander P. Wolfe a, Michelle C. Tappert a, Jaime Ortega-Blanco c,d, Karlis Muehlenbachs a a Department of Earth and Atmospheric Sciences, University of Alberta, Edmonton, Alberta, Canada b Institute of Mineralogy and Petrography, University of Innsbruck, Innsbruck, Austria c Division of Entomology (Paleoentomology), Natural History Museum, University of Kansas, Lawrence, KS, USA d Departament d’Estratigrafia, Paleontologia i Geociències Marines, Facultat de Geologia, Universitat de Barcelona, Barcelona, Spain Received 28 September 2012; accepted in revised form 10 July 2013; Available online 24 July 2013 Abstract Estimating the partial pressure of atmospheric oxygen (pO2) in the geological past has been challenging because of the lack of reliable proxies. Here we develop a technique to estimate paleo-pO2 using the stable carbon isotope composition (d13C) of plant resins—including amber, copal, and resinite—from a wide range of localities and ages (Triassic to modern). Plant resins are particularly suitable as proxies because their highly cross-linked terpenoid structures allow the preservation of pristine d13C signatures over geological timescales. The distribution of d13C values of modern resins (n = 126) indicates that (a) resin-producing plant families generally have a similar fractionation behavior during resin biosynthesis, and (b) the fractionation observed in resins is similar to that of bulk plant matter. Resins exhibit a natural variability in d13C of around 8& (d13C range: 31& to 23&, mean: 27&), which is caused by local environmental and ecological factors (e.g., water availability, water composition, light exposure, temperature, nutrient availability). To minimize the effects of local conditions and to determine long-term changes in the d13C of 13 resins, we used mean d13C values (d13 Cresin C mean ) for each geological resin deposit. Fossil resins (n = 412) are generally enriched in compared to their modern counterparts, with shifts in d13 Cresin of up to 6&. These isotopic shifts follow distinctive trends through mean time, which are unrelated to post-depositional processes including polymerization and diagenesis. The most enriched fossil resin samples, with a d13 Cresin mean between 22& and 21&, formed during the Triassic, the mid-Cretaceous, and the early Eocene. Experimental evidence and theoretical considerations suggest that neither change in pCO2 nor in the d13C of atmospheric CO2 can 13 account for the observed shifts in d13 Cresin C in resin-producing plants (D13C), instead, is primarily influmean . The fractionation of enced by atmospheric pO2, with more fractionation occurring at higher pO2. The enriched d13 Cresin mean values suggest that atmospheric pO2 during most of the Mesozoic and Cenozoic was considerably lower (pO2 = 10–20%) than today (pO2 = 21%). In addition, a 18 correlation between the d13 Cresin mean and the marine d O record implies that pO2, pCO2, and global temperatures were inversely linked, which suggests that intervals of low pO2 were generally accompanied by high pCO2 and elevated global temperatures. Intervals with the lowest inferred pO2, including the mid-Cretaceous and the early Eocene, were preceded by large-scale volcanism during the emplacement of large igneous provinces (LIPs). This suggests that the influx of mantle-derived volcanic CO2 triggered an initial phase of warming, which led to an increase in oxidative weathering, thereby further increasing greenhouse forcing. This process resulted in the rapid decline of atmospheric pO2 during the mid-Cretaceous and the early Eocene greenhouse periods. After the cessation in LIP volcanism and the decrease in oxidative weathering rates, atmospheric pO2 levels continuously increased over tens of millions of years, whereas CO2 levels and temperatures continuously declined. These findings suggest that atmospheric pO2 had a considerable impact on the evolution of the climate on Earth, and that the d13C of fossil resins can be used as a novel tool to assess the changes of atmospheric compositions since the emergence of resin-producing plants in the Paleozoic. Ó 2013 Elsevier Ltd. All rights reserved. ⇑ Corresponding author at: Institute of Mineralogy and Petrography, University of Innsbruck, Innsbruck, Austria. Tel.: +43 512 492 5519. E-mail address: [email protected] (R. Tappert). 0016-7037/$ - see front matter Ó 2013 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.gca.2013.07.011 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 1. INTRODUCTION Our knowledge of the composition of the atmosphere through time and of its impact on climate change and the evolution of life is based on evidence preserved in the fossil record. For the Pleistocene and Holocene, a direct and continuous record of the partial pressures and isotopic compositions of atmospheric gases is preserved in the form of air vesicles entrapped in polar ice sheets (e.g., Petit et al., 1999). With increasing age, the record of atmospheric compositions becomes less directly accessible, and inferences about the composition of the atmosphere in the geological past rely on indirect measures or proxies. The quality of such information depends directly on the ability of proxies to reliably capture the composition of ancient atmospheres. Attempts have been made to reconstruct atmospheric pCO2 and pO2 using mass balance calculations and flux modeling (Berner, 1999; Berner and Kothavala, 2001; Berner et al., 2007). Other approaches to estimate the paleopCO2 have utilized the density of stomata on fossil leaf cuticles (Retallack, 2001, 2002; Beerling and Royer, 2002) and the carbon stable isotopic composition of pedogenic carbonates (Cerling and Hay, 1986; Ekart et al., 1999; Bowen and Beerling, 2004). One of the richest sources of information on ancient atmospheric compositions comes from the marine sedimentary record, in particular from the stable isotope composition (d13C, d18O, d11B) of biogenic carbonates (e.g., Clarke and Jenkyns, 1999; Pearson and Palmer, 2000; Royer et al., 2001; Zachos et al., 2001). This information has been used to infer changes in the isotopic composition of atmospheric CO2 through time and to derive paleo-temperature estimates. More recently, the d13C of marine phytoplankton biomarkers have been used to estimate the pCO2 of Cenozoic atmospheres (Pagani et al., 2005). Additional constraints on the composition of ancient atmospheres were obtained from the marine record using the biochemical cycles of sulfur (Berner, 2006; Halevy et al., 2012). For terrestrial environments, attempts to estimate paleopCO2 have frequently exploited the d13C of fossil organic matter, primarily plant organic matter (Strauss and Peters-Kottig, 2003; Jahren et al., 2008). A range of plant constituents have been targeted for d13C analysis, including wood, foliage, and cellulose extracts, as well as the coals to which they contribute (Stuiver and Braziunas, 1987; Gröcke, 1998, 1999, 2002; Lücke et al., 1999; Peters-Kottig et al., 2006; Poole and Van Bergen, 2006; Poole et al., 2006; Bechtel et al., 2008). However, three key issues need to be addressed when plant organic matter is used for stable carbon isotopic analyses in geochemical and chemostratigraphic studies: (1) Plants are composed of a complex range of organic compounds, including polysaccharides (e.g., cellulose), lignin, lipids, cuticular waxes, and photosynthates. Due to differential fractionation of carbon isotopes during biosynthesis, the isotopic composition of individual plant fractions typically differ from each other and from that of the bulk plant (Park and 241 Epstein, 1960; Brugnoli and Farquhar, 2000). In addition, some plant groups use distinctive metabolic pathways that fundamentally affect their isotopic composition. For example, C4 and CAM plants are generally more enriched in 13C compared to C3 plants (O’Leary, 1988; Farquhar et al., 1989). Therefore, if stable isotopes are used in chemostratigraphic studies, it is crucial to determine the organic composition of the material under investigation and its botanical source. (2) Environmental and ecological factors can play an important role in the isotopic fractionation of plants, and individual isotope values of fossil or modern plant material may reflect local instead of large-scale environmental conditions. (3) Plant constituents can undergo substantial compositional changes during and after burial and diagenesis. These changes have the potential to alter the isotopic composition of the fossil plant material, to the extent of preventing a meaningful paleoenvironmental interpretation. To determine environmentally mediated changes in the d13C of fossil plant organic matter through time, we analyzed modern and fossil resins from a wide range of localities and ages. Compared to other terrestrial plant constituents, resins have chemical properties that make them particularly suitable as proxies of environmental changes over geological time. Resins can polymerize into highly cross-linked hydrocarbons that have considerable preservation potential in the geological record (Fig. 1). This means that a reliable terrestrial stable isotope history can potentially be reconstructed well into the Paleozoic, considering that the earliest known fossil resins are from the Carboniferous (White, 1914; Bray and Anderson, 2009). Unlike many other fossil plant organic constituents, resins can often be assigned to a specific source plant family, and only a few plant families produce significant amounts of preservable resins, all of which have C3 metabolism. Furthermore, resins are chemically conservative, which means that the composition of the resins did not change significantly as plants evolved. These factors limit not only the chemical variability of fossil resins, but also any potential family-specific biases, which could influence the isotopic composition of fossil resins in chemostratigraphic studies. Although large samples of gem-quality fossil resins, or amber, are found in fewer than 50 locations worldwide, small pieces (<5 mm) of non-precious resin, which are sometimes referred to as resinites, are found frequently, and are often associated with coal deposits (Stach et al., 1982). Previous studies of the carbon isotopic composition of resins were limited because they were conducted on only a few localities, and in most cases, using only a few samples (Nissenbaum and Yakir, 1995; Murray et al., 1998; Nissenbaum et al., 2005; McKellar et al., 2008; DalCorso et al., 2011). Our study is the first attempt to integrate the d13C data of resins from a wide range of localities and ages, and to determine their potential as proxies for changes in atmosphere composition through geological time. 242 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 A B C D E Fig. 1. Examples of modern and fossil resins. (A) Fresh resin oozing out of the trunk of Araucaria cunninghamii, Adelaide Botanical Garden, Adelaide, Australia. Field of view (FOV): 20 cm. (B) In situ lenticular resinite fragment (arrow) within a coal seam, Horseshoe Canyon Formation (Campanian), Edmonton, Canada (forceps for scale). (C) Selection of amber samples from the Horseshoe Canyon Formation (Campanian), Drumheller, Canada. The largest specimen is 5 cm. (D) Inclusions of foliage from Parataxodium sp. (an extinct cupressaceous conifer) in amber, Foremost Formation (Campanian), Grassy Lake, Canada. FOV: 1 cm. (E) Triassic resin droplets in carbonate matrix, Heiligkreuzkofel Formation (Carnian), Dolomites, Italy. FOV: 10 cm. 2. SAMPLES AND METHODS In total, 538 d13C measurements were conducted on modern (n = 126) and fossil resins (n = 412) from various locations worldwide, ranging in age from recent to Triassic (Fig. 2, Table 1). Analytical work was performed on hardened resins that were visibly free of inclusions and vesicles. Modern resins were collected primarily from the trunks of native trees growing under a range of climatic conditions (i.e., tropical to subarctic), although specimens from cultivars were also analyzed in some cases. We restricted the sampling of modern resins to representatives of the families Pinaceae (Pseudotsuga, Picea, Pinus), Cupressaceae (Metasequoia, Thuja), Araucariaceae (Agathis), and Fabaceae (Hymenaea), as these families represent the most important resin producers in modern environments and the fossil record (Langenheim, 2003). The fossil resin samples include many small, non-precious varieties, in addition to genuine ambers. To simplify the terminology, all fossil resins are referred to herein as amber, with the exception of sub-recent resins (>200 years old), which are referred to as copal. The sample set includes specimens from many well-known deposits (e.g., Baltic amber, Bitterfeld amber, Dominican amber, Myanmar or Burmese amber, and Lebanese amber), but also material from newly discovered occurrences (Table 1). For many amber deposits, the age of amber formation can be tightly constrained (±2 Ma or better) by independent stratigraphic controls or radiometric dating (Table 1). However, for some of the deposits, the age constraints are more provisional, especially for localities that show evidence of re-working or re-deposition (e.g., Baltic and Bitterfeld ambers). For these deposits, the age estimates have relatively large uncertainties (±4 Ma). To examine the chemical composition of the resins, representative samples of modern and fossil resins from each locality were analyzed using micro-Fourier transform infrared (FTIR) spectroscopy. The resulting absorption spectra were used to (1) classify the resins into distinct compositional groups (see below), and (2) determine the botanical affinity of the fossil resins. Particular emphasis was placed on identifying the botanical source of fossil resins from R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 Resin Type pinaceous cupressaceous-araucarian fabaceous dipterocarpaceous 243 Age Neogene Paleogene Late Cretaceous Early Cretaceous Triassic Fig. 2. Locations of amber deposits and types of amber analyzed in this study. previously undescribed localities. Absorption spectra were collected between 4000 and 650 cm1 (wavenumbers) using a Thermo Nicolet Nexus 470 FTIR spectrometer equipped with a Nicolet Continuum IR microscope, with a spectral resolution of 4 cm1. A total of 200 interferograms were collected and co-added for each spectrum. Spectra were collected from inclusion-free, freshly broken resin chips placed on an infrared-transparent NaCl disc. To avoid the effects of oversaturation of the spectra, sample thickness was kept below 5 lm. Depending on the quality of the sample, the spot size was set to values between 50 50 and 100 100 lm (square aperture). Further details concerning the FTIR analytical procedures are presented in Tappert et al. (2011). The stable carbon isotope compositions of the resins were determined using a Finnigan MAT 252 dual inlet mass spectrometer at the University of Alberta. Samples of untreated resin (1–5 mg) were combusted together with 1 g CuO as an oxygen source in a sealed and evacuated quartz tube at 800 °C for 12 h. The d13C analyses were normalized to NBS-18 and NBS-19, and the results are given with respect to V-PDB (Coplen et al., 1983). Instrumental precision and accuracy was on the order of ±0.02&. Repeated analyses of individual samples were within ±0.1&. 3. RESULTS 3.1. Infrared spectroscopy The comparison of infrared spectra from modern and fossil resins (Fig. 3) shows that resins, irrespective of their age and botanical origin, produce spectra that are very similar. This similarity is due to the dominance of diterpenoids in the composition of the resins. However, some variability in the spectra exists and differences in the position and height of specific absorption features can be used to distinguish different resin types. These subtle spectroscopic differences primarily reflect variations in the structure of the dominant terpenoid structures, but they can also be influenced by the presence of additional organic components and the degree of polymerization. Four compositional types of resins are distinguished in this study. These resin types were produced by specific plant families and are, accordingly, classified into the following four categories: (1) Pinaceous resins are exclusively produced by conifers belonging to the family Pinaceae. The infrared spectra of pinaceous resins are characterized by distinctive absorption peaks at 1460 and 1385 cm1 (Fig. 3). The amplitude of the peak at 1460 cm1 is generally lower than the peak at 1385 cm1. Another trait is the absence or the weak development of a peak at 2848 cm1. This peak is typically well developed in cupressaceous-araucarian resins (see below). Further details about the spectral characteristics of pinaceous resins can be found in Tappert et al. (2011). Based on results of gas chromatography– mass spectrometry (GC–MS), pinaceous resins consist primarily of diterpenoids that are based on pimarane and abietane structures (Langenheim, 2003). (2) Cupressaceous-araucarian resins are mainly produced by conifers of the families Cupressaceae and Araucariaceae, but also by Sciadopitys verticillata, the sole extant member of the family Sciadopytaceae (Wolfe et al., 2009). The infrared spectra of cupressaceous-araucarian resins are characterized by distinctive absorption peaks at 1448, 887, and 791 cm1 (Fig. 3). In fossil resins, the 887 cm1 peak is often reduced or absent as a result of the fossilization process. The amplitude of the absorption peak at 1385 cm1 is typically lower than that of the adjacent peak at 1448 cm1. Further details about the spectral characteristics of cupressaceous-araucarian resins and their distinction from pinaceous resins can be found in Tappert et al. (2011). Cupressaceous-araucarian 244 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 Table 1 Overview of the fossil resins analyzed in this study, including their age and botanical source. No.Sample Location ClassaBotanical source Stratigraphic setting Age/Epoch of formation AbsoluteCompositional Age Type (based on [Ma] FTIR spectroscopy) 1 Colombian Colombia copal 2 Malaysian Borneo amber Undetermined Pliocene– Holocene Middle Miocene 0.0002– Fabalean Ic 2.5 12 DipterocarpaceousII 3 Mexican amber La Quinta Fm.– Early Miocene 13–19 Balumtun Fm. Fabalean Ic La Toca Fm.– Yanigua Fm. Fabalean Ic Blaue Erde Fm. Late Eocene– 33–40 (redeposited) Early Oligocene Bitterfeld coal Late Eocene– 33–40 field (redeposited)Early Oligocene Peat sequence in Eocene 39–38 kimberlite crater Cupressaceousaraucariansuc Cupressaceousaraucariansuc Cupressaceousaraucarian Ia Ib Ragazzi et al. (2003), Lambert et al. (1995) DipterocarpaceaeLangenheim and Beck (1965), Schlee and Chan (1992) Hymenaea sp. Langenheim and Beck (1965), Cunningham et al., 1983, Solórzano Kraemer (2007) Hymenaea sp. Langenheim and Beck (1965), Iturralde-Vinent and MacPhee (1996) Sciadopitys sp. Langenheim (2003), Wolfe et al. (2009) Sciadopitys sp. Fuhrmann (2005), Wolfe et al. (2009) Metasequoia sp. Tappert et al. (2011) Tiger Mountain Middle Eocene 47–48 Fm. Cupressaceousaraucarian Ib Metasequoia sp. Mustoe (1985) Eureka Sound Fm. Cambay shale Middle Eocene 50 PinaceousSUC V Pseudolarix sp. Eocene 50–52 DipterocarpaceousII DipterocarpaceaeRust et al. (2010) 53 Cupressaceousaraucarian Ib Metasequoia sp. Wolfe et al. (2012) Chickaloon Fm. Paleocene–Early 53–55 Eocene Upper Scollard Paleocene 59–62 Fm. Scollard Fm. Early Paleocene 65 Ib Ib Metasequoia sp. Triplehorn et al. (1984), this study Metasequoia sp. This study Ib Metasequoia sp. This study Horseshoe Canyon Fm. Foremost Fm. Campanian– Maastrichtian Campanian Ib Foremost Fm. (redeposited) Raritan Fm. Campanian Cupressaceousaraucarian Cupressaceousaraucarian Cupressaceousaraucarian 70–73 Cupressaceousaraucarian 76–78 Cupressaceousaraucarian 76–78 Cupressaceousaraucarian 90–94 Cupressaceousaraucarian 96–102 Cupressaceousaraucarian Ib Parataxodium sp.McKellar and Wolfe (2010) Parataxodium sp.McKellar and Wolfe (2010) Parataxodium sp.McKellar and Wolfe (2010) Cupressaceae Grimaldi et al. (1989), Anderson (2006) Cupressaceae Grimaldi et al. (2002), Cruickshank and Ko (2003) CheirolepidiaceaeAlonso et al. (2000) Ib Cupressaceae Ib Cupressaceae Ib CheirolepidiaceaeRoghi et al. (2006), Ragazzi et al. (2003) Chiapas 4 Dominican Dominican amber Rep. 5 Baltic Baltic amber coast 6 Bitterfeld Germany amber 7 Giraffe Canada kimberlite (NT) amber 8 Tiger USA (WA) Mountain amber 9 Ellesmere Canada Island amber(NU) 10 Tadkeshwar India amber 11 Panda Canada kimberlite (NT) amber 12 Alaskan USA (AK) amber 13 Evansburg Canada amber (AB) 14 Genesee Canada amber (AB) 15 Albertan Canada amber (AB) 16 Grassy Lake Canada amber (AB) 17 Cedar Lake Canada amber (MT) 18 New Jersey USA (NJ) amber 19 Burmese Myanmar amber 20 Spanish amber 21 Lebanese amber 22 Wealden amber 23 Italian amber SUC a Spain, various Lebanon UK (Isle of Wight) Italy (Dolomites) Merit-Pila coal field Late Oligocene– 15–20 Early Miocene Kimberlite crater Early Eocene infill Turonian Hukawng Basin Late Albian– Early Cenomanian Eschucha Fm. Albian 100–110 Cupressaceousaraucarian Grès de Base Fm.Late Barremian–123–127 CupressaceousEarly Aptian araucarian Hastings beds Berriasian– 138–142 Cupressaceous(Wealden Group)Valanginian araucarian Heiligkreuzkofel Carnian 220–225 CupressaceousFm. araucarian : contains succinic acid esters (succinate). Classification based on Anderson et al. (1992) and Anderson and Botto (1993). Ia Ib Ib Ib Ib References to age and/or botanical source Hymenaea sp. Francis (1988), this study Nissenbaum and Horowitz (1992), Azar et al. (2010) Nicholas et al. (1993) R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 resins consist primarily of diterpenoids that are based on labdane skeletal structures, such as communic acid polymers (Thomas, 1970; Anderson et al., 1992). (3) Fabalean resins are produced by the tropical angiosperm Hymenaea (Fabaceae, Fabales). The infrared spectra of these resins superficially resemble spectra from pinaceous and cupressaceous-araucarian representatives (Fig. 3). Similar to pinaceous resins, fabalean resins produce an absorption peak at 1460 cm1, but the amplitude of the 1385 cm1 peak is lower or equivalent to the 1460 cm1 peak. A distinctive feature of fabalean resin spectra is the lack of strong absorption features between 970 and 1050 cm1. Fabalean resins also produce an absorption peak at 887 cm1. Like cupressaceous-araucarian resins, fabalean resins are primarily based on labdane structured diterpenoids, with zanzibaric and ozic acid polymers being typical components (Cunningham et al., 1983). (4) Dipterocarpaceous resins are produced by members of the angiosperm family Dipterocarpaceae, which is a family of diverse and widespread tropical rainforest trees. The infrared spectra of dipterocarpaceous resins are quite distinct from other resin spectra (Fig. 3). The most characteristic spectroscopic features are the distinctive absorption triplet between 1360 and 1400 cm1, and an additional absorption peak at 1050 cm1. Dipterocarpaceous resins are primarily based on sesquiterpenoids, such as cadinene, but triterpenoids can also be present (Anderson et al., 1992). The resin produced by dipterocarpaceous trees is colloquially referred to as Dammar. Some of the resins, including Baltic amber and resins from Ellesmere Island, were found to produce an additional and distinctive spectral feature at 1160 cm1, which is associated with a broad shoulder or a broad peak between 1200 and 1300 cm1 (Fig. 3). These spectral features generally relate to the presence of esterified succinic acid (succinate) as an additional component in the resin (Beck et al., 1965; Beck, 1986). Although succinate has been identified in some pinaceous resins—namely in resins from Pseudolarix amabilis and in some fossil resins of Pseudolarix-affinity from the Canadian Arctic (Anderson and LePage, 1995; Poulin and Helwig, 2012)—it is the hallmark constituent of Baltic amber, which itself is a cupressaceous-araucarian resin. The presence of succinate has important implications in the assessment of the botanical source of fossil resins, and consequently, succinate-bearing resins are marked separately in Table 1. Most of the fossil resins analyzed for this study are of cupressaceous-araucarian type. Along with fabalean resins (e.g., Dominican and Mexican ambers), cupressaceous-araucarian resins make up the most productive commercial amber deposits (Table 1). The predominance of these resins in the fossil record is due to their terpenoid composition because labdane-based resins polymerize rapidly and are highly resistant to chemical breakdown (Fig. 1B). 245 Although pinaceous resins are produced in extremely high abundance in northern-hemisphere forests, their preservation potential in the fossil record is limited. The main constituent of pinaceous resins—diterpenes with pimarane and abietane skeletal structures—do not possess the functional groups required to form stable polymers. Therefore, they are prone to decomposition. Nevertheless, under favorable conditions, even pinaceous resins can persist for millions of years (Wolfe et al., 2009). In accordance with previous studies (Langenheim and Beck, 1965; Broughton, 1974; Tappert et al., 2011), all resins of a given type produce very similar FTIR absorption spectra, irrespective of whether the samples are modern or fossil, which indicates that chemical transformations during burial and maturation are minor. This observation is important because it supports the premise that resins can resist isotopic exchange over geological timescales. 3.2. Carbon stable isotopes 3.2.1. Modern resins The d13C values of modern resins analyzed in this study range from 31.2& to 23.6&. These values are consistent with previously published d13C analyses of modern resins from comparable plant taxa (Nissenbaum and Yakir, 1995; Murray et al., 1998; Nissenbaum et al., 2005). The d13C values of the modern resins follow a near Gaussian distribution, with a mean value of 26.9& (Fig. 4). It is notable that resins from individual plant families have similar d13C distributions and similar mean d13C values (Fig. 5). This indicates that the isotopic fractionation that occurs during resin biosynthesis is nearly identical for the plant families considered in this study, despite differences in the terpenoid profile of individual resin types. Fig. 4 also shows the carbon isotopic compositions of bulk leaf material from modern C3-plants using data compiled by Körner et al. (1991), Diefendorf et al. (2010), and Kohn (2010). The leaf material was sampled from a wide range of plant taxa growing under diverse climatic conditions, from alpine and polar to tropical. Therefore, the isotopic composition should approximate the average composition of modern C3 plant organic matter. However, samples from extremely dry environments and samples that were potentially influenced by the canopy effect (see below) were excluded. It is notable that the isotope values of the leaf material (32.8& to 22.2&, mean: 27.1&) and the distribution of isotope values are very similar to those reported for modern resins. In conclusion, we find no consistent differences between the distributions of d13C values in modern leaves and modern resins. 3.2.2. Fossil resins Carbon isotope values of fossil resins were found to range from 28.4& to 18.2&, which means that some fossil resins are more enriched in 13C compared to their modern counterparts. Data for individual samples are shown in Fig. 6. Similar to modern resins, the fossil resins at each deposit produce a range of d13C values. These ranges are similar to those observed for modern resins (i.e., 8&) provided that a comparable number of samples 246 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 Single bonds (x-H) Double bonds Single bonds/Skeletal vibrations C=C, C=O C-O, C-C C-H O-H 2848 1460 1448 1160 791 1050 887 1385 succinate region Pinaceous resins Pseudolarix amabilis -modern- Ellesmere Island amber (Canada) -Middle Eocene- Absorbance (offest for clarity) Cupressaceousaraucarian resins Wollemia nobilis -modern- Tiger Mountain aber (USA) -Middle Eocene- Genesee amber (Canada) -Early Paleocene- Fabalean resins Hymenaea courbaril -modern- Mexican amber -Early Miocene- Dominican amber -Late Oligocene-Early Miocene- Dipterocarpaceous resins Shorea rubriflora -modernMalaysian amber -Middle Miocene- 3600 3400 3200 3000 2800 2600 2400 2200 2000 1800 1600 1400 1200 1000 800 -1 Wavenumbers (cm ) Fig. 3. Micro-FTIR spectra of different resin types distinguished in this study (selected modern and fossil examples). Dashed lines mark spectral features discussed in the text. Yellow backgrounds highlight the most distinctive spectral regions. Characteristic spectral regions for molecular vibrations relevant to resins are marked in blue. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.) were analyzed. For some of the amber deposits, only a small number of samples were analyzed due to sample availability. Consequently, the range of isotope values for these deposits tends to be narrower. Despite differences in the number of samples for different deposits, a considerable shift in d13C between deposits is observed (Figs. 6 and 7). To quantify the isotopic shift through time, and to minimize the effect of sample size, we used the mean d13C values of the fossil resins (d13 Cresin mean ) as a representative measure for each deposit (Table 2). The d13 Cresin mean of subrecent Colombian copal (27.5&) is nearly identical to modern resins, but with increasing age, R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 247 Fractionation efficiency high low Growth conditions (interpreted) optimal poor Modern resins mean: -26.9‰ = 1.39 n = 160 Bulk C3 leaf mean = -27.1‰ = 1.67 n = 891 Frequency A typical Frequency B 13 C (‰ vs PDB) Fig. 4. Distribution of d13C values in (A) modern resins (data from this study with additional data of Hymenaea resins from Nissenbaum et al., 2005), and (B) bulk leaf matter from a wide range of C3 plant taxa (data from Körner et al., 1991; Diefendorf et al., 2010; Kohn, 2010). resins become continuously more enriched in 13C and consequently less negative in their d13 Cresin mean values. This trend towards more enriched isotopic compositions in fossil resins continues through the Neogene and into the middle Eocene. Some of the most productive amber deposits, including the Dominican (d13 Cresin mean = 24.8&) and the Baltic (d13 Cresin = 23.5&) amber deposits, formed during this mean time interval. Eocene ambers from Tiger Mountain (Washington, USA) and Ellesmere Island (Nunavut, Canada) are more than 5.3& enriched in 13C compared to modern resins, with a d13 Cresin mean of 21.7& and 21.6&, respectively. The latter are the isotopically most enriched Cenozoic resins in the present sample set. The early Eocene is characterized by a dramatic shift towards more depleted resin isotope compositions, as demonstrated by amber from the Tadkeshwar coal field of India (d13 Cresin mean = 25.8&), and amber preserved in the Panda kimberlite pipe in Canada (d13 Cresin mean = 24.8&). The earliest Eocene amber from the Chickaloon Formation in Alaska marks a return to slightly more 13C-enriched compositions, with a d13 Cresin mean of 23.6&. Paleocene amber from Evansburg (d13 Cresin mean ¼ 22:3&) and Genesee (d13 Cresin ¼ 23:1&) in Alberta, Canada, mean are more enriched than their early Eocene counterparts. However, from the Paleocene into the Late Cretaceous (Campanian), resin compositions become increasingly more 248 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 35 30 Frequency 25 Pinaceae (mean=-26.9‰, =1.12, n=86) Cupressaceae-Araucariaceae (mean=-26.6‰, =1.77, n=50) Fabaceae (angiosperm) (mean=-27.3‰, =1.28, n=24) 20 15 10 5 0 -31 -30 -29 -28 13 -27 -26 -25 -24 -23 C (‰ vs PDB) Fig. 5. Distribution of d13C values from different types of modern resins, separated according to their source plant families. Data include previously published analyses of Hymenaea (Fabaceae) resins (n = 17) from Nissenbaum et al. (2005). depleted in 13C. The most depleted Cretaceous resins with a d13 Cresin mean of 23.9& were found in the Horseshoe Canyon Formation (late Campanian) of southern and central Alberta. From the late Campanian and into the Early Cretaceous, this trend reverses and the d13 Cresin mean shifts to more 13 C-enriched compositions, as shown by the coeval Grassy Lake and Cedar Lake amber (d13 Cresin mean ¼ 23:6&), and the New Jersey Raritan amber (d13 Cresin mean ¼ 22:1&) (Fig. 7). Resins that formed between the Cenomanian and Barremian are characterized by even more enriched d13 Cresin mean compositions. During this time interval, Burmese amber (d13 Cresin Spanish amber (d13 Cresin mean ¼ 21:3&), mean ¼ 13 resin 21:4&), and Lebanese amber (d Cmean ¼ 21:1&) were formed. The oldest Cretaceous amber samples were recovered from the Wealden Group of England (UK). Although the d13 Cresin mean (22.8&) of the Wealden amber is more depleted than that of the Burmese, Spanish, and Lebanese amber, its d13 Cresin mean is not well constrained because only two samples were available for analysis. Pre-Cretaceous ambers were limited to samples from the Triassic (Carnian) Heiligkreuzkofel Formation of the Dolomites, Italy. With a d13 Cresin mean of 20.9&, these ambers are the most 13C-enriched in the current sample set. In accordance with previously published d13C values of amber from the same locality (d13 Cresin mean ¼ 20:12&; DalCorso et al., 2011), our results confirm that these Triassic resins are > 6& more 13C-enriched relative to modern resins. 4. DISCUSSION 4.1. Influences on the d13C of modern plants 4.1.1. Local environmental factors Experimental studies, including growth chamber experiments, have shown that plant d13C is influenced by a wide range of local environmental factors, such as water availability, water composition (e.g., salinity, nutrients), light exposure, local temperature, altitude, humidity, presence of parasites, etc. (Park and Epstein, 1960; Guy et al., 1980; O’Leary, 1981; Körner et al., 1991; Arens and Jahren, 2000; Edwards et al., 2000; Dawson et al., 2002; Gröcke, 2002; McKellar et al., 2011) (Fig. 8). Each of these factors has a direct influence on the efficiency of fractionation in plants during photosynthesis, and each can cause an isotopic shift on the order of several permil in the d13C of a plant. Every plant community will produce a range of d13C values because the environmental conditions (i.e., growth conditions) for each plant are unique. However, each plant taxon has its own range of growth conditions under which 13 C fractionation is maximized. The observation that the d13C of modern resins follows a Gaussian distribution (Fig. 4), suggests that the majority of the resin-producing plants grew under conditions that were intermediate between optimal (i.e., most efficient fractionation) and poor (i.e., least efficient fractionation). Therefore, the relative d13C values of plant matter within a local plant community can be viewed primarily as a measure of the growth conditions. For most plants, including the copious resin producers, it can be assumed that the metabolized CO2 was sourced from isotopically undisturbed air, which had a d13C composition approximating a global atmospheric average. However, local isotopic effects can alter the d13C of the CO2 in the ambient air. Limited air circulation, for example, can lead to a reprocessing of respired air, which is depleted in 13 C (i.e., canopy effect). Metabolizing this depleted air causes the d13C of plants to shift towards more negative values. In extreme cases, it can result in a depletion in 13C of plant matter of >6& (Medina and Minchin, 1980). The canopy effect primarily affect plants in the understory of dense tropical rainforests. Among the plant families considered in this study, however, only the Dipterocarpaceae grow in such dense rainforest environments, and only the Miocene amber from Borneo and the Eocene amber from Tadkeshwar, India, are of dipterocarpacean origin. R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 13 -32 -30 -28 -26 249 C (‰vs VPDB) -24 -22 -20 -18 -16 Pinaceae Cupressaceae-Araucariaceae modern Fabaceae Columbian copal Malaysian amber Mexican amber Dominican amber Baltic amber Bitterfeld amber Giraffe kimberlite amber Tiger Mountain amber Ellesmere Island amber Tadkeshwar amber Panda kimberlite amber Alaskan amber Evansburg amber Genesee amber Albertan amber Cedar Lake amber Grassy Lake amber New Jersey amber Burmese amber Spanish amber Lebanese amber Wealden amber Italian amber Fig. 6. d13C of modern and fossil resins analyzed for this study. Modern resin data are separated according to their botanical source, i.e., resin type. Data from fossil resins (grey) are shown for individual deposits. The data are arranged according to the relative age of the fossil resins (see Table 1). Black rectangles represent one standard deviation. Black squares mark mean values and vertical bars median values. 4.1.2. Regional and global environmental factors The results of recent studies on the global distribution of d13C values in bulk leaf matter indicate that the fractionation of 13C in plants is not only influenced by local environmental factors, but also by regional precipitation patterns (Diefendorf et al., 2010; Kohn, 2010; Fig. 8). It was found that the average d13C of bulk leaf matter and the calculated fractionation values (D13C) show some correlation with the mean annual precipitation (MAP) at a given location. The 13C fractionation thereby increases with increasing MAP (Diefendorf et al., 2010; Kohn, 2010). However, the correlation is strongly influenced by plants that were sampled from very dry environments (MAP < 500 mm/year), in which 13C fractionation is reduced, and those sampled from tropical rainforests (MAP > 2000 mm/year), in which fractionation is increased. For plants that grew in environments with an intermediate MAP, average D13C values only show a weak correlation with MAP. Since most of the resin-producing plant families investigated here grow typically in environments with intermediate MAP, the effect of MAP on their D13C can be considered minor. This notion is supported by the observation that the d13 Cresin mean values of resins from different modern plant families investigated in this study are very similar. However, the Dipterocarpaceae represent an exception, because they commonly grow in areas with high MAP. Therefore, they are predisposed towards increased 13C fractionation. This ecological preference may explain the low d13C values of dipterocarpaceous resins observed by Murray et al. (1998). 250 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 Pinaceae Modern Resins Cupressaceae/Araucariaceae Fabaceae Age (Ma) Neogene 10 Columbian copal Pleistocene Pliocene Malysian amber Mioocene Mexican amber 20 Dominican amber Oligocene 30 40 50 Paleogene Baltic/Bitterfeld ambers 60 Giraffe kimberlite amber Eocene Tiger Mountain amber Ellesmere Island amber Tadkeshwar amber Panda kimberlite amber Alaskan amber Evansburg amber Paleocene Genesee amber Maastrichtian 70 80 90 Late Cretaceous Albertan amber Grassy Lake/Cedar Lake ambers Campanian Santonian Coniacian Turonian New Jersey amber Cenomanian Burmese amber 100 Spanish amber 120 130 Early Cretaceous Albian 110 Aptian Lebanese amber Barremian Hauterivian Valanginian 140 Wealden amber 220 230 Triassic Berriasian Italian amber Carnian Ladinian -28 -26 -24 -22 -20 13 C (‰vs PDB) Fig. 7. Temporal variations in the mean d13C of fossil resins (amber). Horizontal bars mark one standard deviation (see Fig. 6). Modern resin values are shown for comparison. Different resin types are distinguished by color. Pinaceous: red; cupressaceous-araucarian: blue; fabalean: yellow; dipterocarpaceous: green. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.) The d13C of atmospheric CO2 (d13 Cresin mean ) has a direct impact on the d13C of plant organic matter, and analyses of gas inclusions in ice cores (Francey et al., 1999) and of cor- alline carbonates (Swart et al., 2010) indicate that the global average d13 Cresin mean has evolved by at least 1& (from around 6.5& to <7.5&) over the last 200 years. This rapid R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 Table 2 Mean d13C values of fossil resins from individual deposits, including standard deviations, and number of samples analyzed (arranged by age). No Sample d13Cmean (&) r (&) n 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 Columbian copal Malaysian amber Mexican amber Dominican amber Baltic amber Bitterfeld amber Giraffe kimberlite amber Tiger Mountain amber Ellesmere Island amber Tadkeshwar amber Panda kimberlite amber Alaskan amber Evansburg amber Genesee amber Albertan amber Grassy Lake amber Cedar Lake amber New Jersey amber Burmese amber Spanish amber Lebanese amber Wealden amber Italian amber 27.5 26.1 25.5 24.8 23.5 23.7 22.5 21.7 21.6 25.8 24.8 23.6 22.3 23.1 23.9 23.7 23.2 22.1 21.3 21.4 21.1 22.8 20.9 0.6 0.3 0.9 1.6 1.0 1.0 1.9 0.4 1.5 0.8 0.2 1.2 0.8 2.0 1.8 1.4 1.4 1.1 1.0 1.5 1.2 0.5 0.7 6 12 15 32 37 15 23 12 12 10 5 15 14 14 39 34 12 36 6 21 21 2 19 Global 13 C effect Cair increase shift pCO2 increase shift pO2 increase shift 13 mean annual precipitation increase shift Local local 13 Cair (e.g., canopy effect) water availability water composition (salinity etc.) humidity light exposure local temperature nutrient availability altitude presence of parasites etc. 4.1.3. Compositional factors In addition to the isotopic variability that is caused by environmental factors, some plant compounds are isotopically distinct from bulk plant matter. Cellulose, for example, is slightly more enriched in 13C (2–3&), whereas lignin is slightly more depleted (3–4&) compared to the bulk plant (Park and Epstein, 1960; Benner et al., 1987; Schleser et al., 1999; Brugnoli and Farquhar, 2000) (Fig. 9). The fractionation that causes the isotopic deviation of these plant compounds, consequently, must occur after the initial photosynthetic fixation of CO2 by ribulose-1,5bisphosphate carboxylase oxygenase (Rubisco). Unlike cellulose and lignin, the d13C values of plant resins overlap with those of primary plant metabolites, such as leaf sugars and bulk leaf tissues (Fig. 9), which indicates that fractionation during resin biosynthesis (i.e., after the initial CO2 fixation) is minor, typically < 1& (Diefendorf et al., 2012). This conclusion is important because it suggests that 13 bulk plant , and shifts in d13 Cresin d13 Cresin mean d Cmean mean reflect shifts 13 bulk plant in the d Cmean of C3 plants through time. The observation that the d13C of individual plant compounds can deviate from the d13C of the bulk plant, needs to be considered whenever non-specific plants remains are used in chemostratigraphic studies, since differential preservation of the individual compounds can result in considerable shifts in d13C. For example, mean d13C values of bulk organic matter (i.e., coal, coalified tissues, and cuticles) from the Cretaceous and earliest Cenozoic (Strauss and Peters-Kottig, 2003) are 2.5& lower compared to d13 Cresin mean values from the same time interval. This difference can be readily explained by the preferential preservation of 13C-depleted lignin and the breakdown of 13C-enriched cellulose in fossil wood, from which the d13 Cresin mean is unaffected. 4.2. Causes for the shift in Regional increase shift combined effect: ~7-8‰variability Fig. 8. Overview of global, regional, and local factors and their effect on the d13C of plant organic matter. change in d13 Cresin mean is generally linked to the increasing influx of anthropogenic CO2 from fossil fuel combustion, which is depleted in 13C (Suess effect). Although the postindustrial decrease in d13 Cresin mean has been detected in the d13C of bulk plant material (e.g., tree rings; Loader et al., 2003), it was not possible to identify a similar shift in d13 Cresin mean between modern and pre-industrial resins (i.e., Colombian copal), possibly due to the relatively small number of copal samples analyzed. 251 13 Cresin mean through time The different types of modern resins investigated in this study show a very similar distribution of d13C values (Fig. 5), which indicates that the structure of their terpenoid constituents has little or no effect on their d13C. This conclusion, however, contradicts claims that systematic differences in the fractionation behavior between gymnosperms and angiosperms exist, with plant matter from angiosperms, including resins, generally being enriched in 13C by 2–3& (Diefendorf et al., 2012). Although it is conceivable that certain plant taxa are prone to isotopic biases, due to their ecological preferences (e.g., dipterocarpaceous trees growing in areas with high MAP and closed canopy conditions), there is no conclusive evidence that the fractionation behavior of C3 plants is affected by their phylogenetic position. The tendency of fossil resins to be isotopically more enriched in 13C compared to modern resins could be interpreted as diagenetic overprinting. After exudation, resins generally lose a fraction of their terpenoid constituents— mainly volatile mono- and sesquiterpenes—in addition to water, whereas the non-volatile fractions polymerize rapidly. Once initial polymerization has occurred, any additional maturation of the resins during fossilization causes only minor structural changes (Lambert et al., 252 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 2008; Tappert et al., 2011). These changes are unlikely to influence the d13C of the resins significantly. In fact, if an isotopic exchange had taken place during diagenesis, fossil resins from different localities should show an erratic distribution of the d13 Cresin mean arising from different diagenetic conditions at each locality, but this is not observed. Furthermore, if resins displayed a tendency to become unstable and prone to carbon isotopic exchange through time, they should become continuously more enriched in 13 C with increasing age, which is also not the case. Diagenetic resetting should also diminish the natural variability in d13C of resins, and this would result in samples from individual localities converging on similar d13C values instead of retaining their original range of d13C values. As previously mentioned, an important factor that influences the d13C of plant organic matter, including resins, is the carbon isotopic composition of the CO2 in the atmo13 atm sphere (d13 Catm CO2 ). A shift in d CCO2 , in fact, would result in a comparable shift in the d13C of plant organic matter. Although changes in d13 Catm CO2 have been invoked to explain the d13C variations observed in fossil plant organic matter (Arens et al., 2000; Jahren, 2002; Strauss and Peters-Kottig, 2003; Hasegawa et al., 2003; Jahren et al., 2008), subsequent studies have questioned whether changes in d13 Catm CO2 alone can be responsible the observed d13C variability (e.g., Gröcke, 2002; Beerling and Royer, 2002; Lomax et al., 2012; Schubert and Jahren, 2012). If changes in 13 d13 Catm CO2 were to be the primary cause for the d C variability of fossil plant organic matter, shifts in d13 Cresin mean should correlate with independent proxies for d13 Cresin mean , including those that are based on the d13C of marine carbonates (e.g., calcareous tests of benthic foraminifera) (Zachos et al., 2001; Tipple et al., 2010). However, the comparison of the marine d13C record with the resin record shows very little similarity (Fig. 11). A notable exception is the pronounced decline in d13C values, which started in the late Paleocene and lasted well into the early Eocene (57– 52 Ma, Fig. 11). This decline, which coincides with times of peak Cenozoic temperatures (i.e., Early Eocene climatic optimum, EECO), is discernible in both the marine and the resin d13C record and it is only interrupted by short-lived negative excursions in d13C and d18O (e.g., Paleocene Eocene Thermal Maximum, PETM) (Zachos et al., 2008). The cause for the rapid change in atmosphere composition during the PETM and other similar short-lived (<20 ka) events remains a matter of debate (McInerney and Wing, 2011), but the observation that these events are associated with negative excursions in d13C and d18O indicates that a considerable amount of 13C-depleted CO2 was added to the atmosphere during these intervals, causing peak warming (hyperthermals). Proposed mechanisms to create such a rapid influx of 13C-depleted CO2 into the atmosphere include the dissociation and oxidation of methane hydrates in marine sediments (Sloan et al., 1992; Dickens et al., 1995, 1997), the release of thermogenic CH4 from sediments through magmatism and its subsequent oxidation (Svensen et al., 2004; Westerhold et al., 2009), an increase in oxidation of organic matter caused by the drying of epicontinental seas (Higgins and Schrag, 2006), the release and oxidation of CH4 stored in polar permafrost (DeConto et al., 2012), and the rapid burning of Paleocene terrestrial carbon (Kurtz et al., 2003). Since the effects of these processes are considered to be short-lived, they are unlikely to be responsible for the more gradual decline in the d13C between the late Paleocene and early Eocene. Therefore, other, more fundamental processes, such as changes in the rate of oxidation of organic matter, must be invoked as driving forces for this d13C decline. Despite the exceptional d13C excursions in the early Paleogene, the shifts in d13C of benthic foraminifera through the Cenozoic are only moderate (2&) even at their extremes. In fact, between the Middle Eocene and the Miocene, d13C values of marine carbonates remain relatively constant, with only minor shifts of 61&. The shifts in d13 Cresin mean over the same time interval are approximately 6&, and they record a long-term trend towards more negative values (Fig. 11). In summary, changes in d13 Catm CO2 may influence the d13C of plant organic matter to some extent, but their influence is insufficient to account for the magnitude of the observed shifts in d13 Cresin mean . Further comparison of the d13 Cresin mean with the marine stable isotope record shows that for much of the Cenozoic, negative shifts in d13 Cresin mean broadly correlate with positive shifts of a similar magnitude in the d18O of marine carbonates (Fig. 11). The only pronounced exception is the late Paleocene to early Eocene isotopic decline, which resulted 18 in a shift in both d13 Cresin mean and d O to more negative values. 18 The marine d O record is primarily a temperature record; with less negative d18O values reflecting higher average ocean surface temperatures and consequently higher global temperatures (Emiliani, 1955; Bemis et al., 1998). The correlation between the marine d18O and the d13 Cresin mean record, therefore, indicates that resins that formed during intervals of high global temperatures tend to be more enriched in 13 C. Since high global temperatures are generally linked to high atmospheric pCO2 (Royer, 2006), variations in atmospheric pCO2 seem to be an obvious alternative to explain shifts in the d13C of plant matter, including resins. The results of recent growth experiments under controlled pCO2 and water/moisture availability suggest a hyperbolic increase of plant fractionation (D13C) with increasing pCO2 (Schubert and Jahren, 2012). These results are consistent with most previous studies on 13C fractionation in plants, which also reported positive correlations between D13C and pCO2 (Park and Epstein, 1960; Beerling and Woodward, 1993; Treydte et al., 2009). However, some studies found negative correlations or no correlations (Beerling, 1996; Jahren et al., 2008). The discrepancy between these studies is most likely the result of differences in the control of the growth conditions (i.e., water availability, light exposure, etc.) because variations in the growth conditions can mask the isotopic effect caused by increasing pCO2. Irrespective of the extent of the pCO2 impact, the observation that 13C fractionation in plants increases with increasing pCO2 cannot account for the d13C shifts in the resin record (Fig. 7). In the resin record, the least depleted d13 Cresin mean compositions occur precisely during intervals with predicted high atmospheric pCO2. We conclude, once again, that some other process must be responsible for the shifts in d13 Cresin mean . R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 253 Pectin Asparatate Aminoacids Hemicellulose Cellulose Starch Sap sugars Leaf sugars Proteins -carotene Isoprene Lignin Fatty acids Total lipids Bulk leaf Resin (this study) -15 -20 -25 -30 -35 13 C (vs PDB) Fig. 9. Ranges in d13C of different plant compounds, modified from Brugnoli and Farquhar (2000). The d13C range for resin is based on the analyses of modern resins in this study; the range for bulk leaf matter is based on the compilations from Körner et al. (1991), Diefendorf et al. (2010), and Kohn (2010) (Fig. 4). Age (Ma) 13 CpCO2= 0 Stomatal density GEOCARB III Pedogenic carb. Atmospheric pO2 (%) Fig. 10. Comparison of calculated pO2 values using different models to quantify the impact of pCO2 on plant fractionation (dD13 CpCO2 ). Values for dD13 CpCO2 were calculated based on the relationship between pCO2 and D13C proposed by Schubert and Jahren (2012), in combination with pCO2 estimates from (a) the density of stomata on fossil leaf cuticles (Retallack, 2001), (b) mass-balance modeling (GEOCARB III; Berner and Kothavala, 2001), and (c) the d13C of pedogenic carbonates (Ekart et al., 1999). pO2 values calculated for dD13 CpCO2 ¼ 0 (no effect of pCO2 on D13C) are shown for comparison. Another important factor of the atmosphere that influences the isotopic fractionation in plants is the oxygen content. Preliminary experimental studies on C3 plants indicate that fractionation of carbon during photosynthesis will increase if the pO2 in the ambient air is significantly higher than modern values (pO2 = 21%), resulting in plant bio- mass that is isotopically more depleted in 13C (Berner et al., 2000). However, the opposite effect (i.e., a decrease in fractionation) has been observed under lower than modern pO2 in ambient air (Beerling et al., 2002). This means that plants growing under low O2 conditions will be more enriched in 13C than those growing under high 254 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 O2 conditions. The strong influence of O2 on the carbon isotope fractionation in C3 plants is consistent with theoretical considerations of leaf-gas exchange processes and the fixation of CO2 by plants. During photosynthesis, atmospheric CO2 is converted in a carboxylation reaction through the enzyme Rubisco to energy-rich metabolites, such as glucose. At the same time, atmospheric O2 competes with CO2 for reaction sites on Rubisco. The reaction of Rubisco with O2 (oxygenation) partially offsets photosynthesis and results in the release of CO2 in the process of photorespiration. With higher atmospheric pO2, more oxygen is used through photorespiration, which leads to an increase of CO2 within the plant cell and hence an increase in 13C fractionation. The relationship between 13Cfractionation in plants (D13C) and pCO2 has been described in general terms by Farquhar et al. (1982) as: D13 C ¼ a þ ðb aÞci =ca ð1Þ where ci denotes the intercellular pCO2, and ca the pCO2 in the ambient atmosphere. The factors a and b represent fractionations that occur during diffusion through the stomata (a = 4.4&) and during fixation of CO2 by Rubisco (b = 27&), respectively. The observed effect of atmospheric pO2 on the d13C of plant tissues means that the d13C of plant organic matter should be explored as a proxy for pO2 in ancient atmospheres (paleo-oxybarometer). Given that the d13C distributions of modern plant organic matter and resins are very similar (Fig. 4), we conclude that amber has all the prerequisite qualities to be used as a pO2-proxy. To estimate pO2 from plant d13C it is necessary to quantify the 13C fractionation in the plant at varying atmospheric pO2. This information is typically derived from experimental work on plants in growth chambers under controlled pO2 conditions. However, only a few studies to date have attempted to systematically determine the influence of pO2 on plant fractionation, and the results of these studies show large discrepancies (e.g., compare Smith et al., 1976; Berry et al., 1972 and Beerling et al., 2002). These discrepancies may also be the result of differences in the control of the experimental growth conditions, similar to those observed in the CO2 growth experiments, since even small variations in the growth conditions (water and nutrient availability, light exposure etc.) can mask the effects of varying pO2. Irrespective of the cause of the discrepancies, none of the proposed relationships that are based on experimental data (e.g., Berner et al., 2000; Beerling et al., 2002) can account for the magnitude of the shifts in d13 Cresin mean . In fact, calculated pO2 values for most of the Cretaceous and early Paleocene would be close to 0% if the relationship between pO2 and D13C proposed by Berner et al. (2000) and Beerling et al. (2002) was applied to fossil resins. More realistic pO2 values would require much larger empirical scaling factors than those proposed by these authors. Due to the inconsistencies in the experimental determination of the 13C fractionation factor, we used a direct relationship between resin-derived D13C and atmospheric pO2 as a first order approximation. Under this assumption, the fractionation effect from photorespiration is proportional to the pO2 in the ambient air. The use of a scaling factor, in this case, is not necessary. A direct relationship may not be extended to extremely low values (pO2 < 10%), but we believe a direct relationship is a reasonable assumption for moderate pO2 levels as long as physiological adaptations of plants (e.g., changes in metabolism) do not come into play. In our model, paleo-pO2 at the time of resin formation can be estimated as: pO2 ¼ D13 Cresin dD13 CpCO2 pOmodern 2 D13 C ð2Þ where D13Cresin denotes the 13C fractionation of resin-bearing plants at the time of resin formation, and D13C represents the carbon isotope fractionation of plants in the current atmosphere (pOmodern ¼ 21%; pCOmodern ¼ 0:039%), which is approxi2 2 mately 21&. Based on Farquhar et al. (1982), D13Cresin can be calculated as: D13 C13 resin ¼ 13 mean ðd13 Catm CO2 d Cresin Þ 1000 1000 þ d13 Cmean resin ð3Þ In this equation, d13 Catm CO2 denotes the isotopic composition of CO2 in the ambient air. For modern plants, d13 Catm CO2 can be directly measured. For samples from the geological past, values for d13 Catm CO2 were calculated from the d13C and d18O of benthic foraminiferal tests, following the approach of Tipple et al. (2010). The d18O composition is thereby used to correct for the temperature-dependency of the fractionation between dissolved inorganic carbon and CO2. For the Cenozoic, the d13C and d18O data to calculate d13 Catm CO2 were taken from Zachos et al. (2001). For the late and mid-Cretaceous, d13C and d18O values from benthic foraminifera were taken from Li and Keller (1999) (late Campanian) and Huber et al. (1995) (Campanian–Albian). Due to the lack of high-quality stable isotope data from benthic foraminifera for the Early Cretaceous and the Triassic, we used average d13C and d18O values from compilations of Weissert and Erba (2004) and Korte et al. (2005), which are based on bulk carbonate rocks and carbonaceous macrofossils. Although this approach introduces some additional uncertainties, most of the error on the d13 Catm CO2 calculations is due to uncertainties in the exact age placement of the fossil resin samples. The factor dD13 CpCO2 in Eq. (2) denotes the change of 13 D C at varying pCO2 relative to the fractionation at modern pCO2. As previously mentioned, the influence of pCO2 on plant fractionation has recently been investigated in growth experiments under systematically controlled growth conditions by Schubert and Jahren (2012). These authors observed a hyperbolic relationship between the fractionation in C3 plants and pCO2, and formulated a best-fit function, using their own and previously published data. Based on this best-fit function proposed by Schubert and Jahren (2012), we calculated dD13 CpCO2 as: dD13 CpCO2 ¼ ð28:26Þð0:21ÞðpCO2 þ 25Þ D13 C 28:26 þ ð0:21ÞðpCO2 þ 25Þ ð4Þ whereby pCO2 is given in ppm. Although there is a general consensus that the pCO2 for most of the Cenozoic and Mesozoic was higher than at present, considerable dispute remains about the absolute pCO2 values in the geological R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 Igneous activity (LIPs) Percentage of O2 in atmosphere 10 15 20 10 Neogene Pleistocene Pliocene 5 -28 C (‰) -26 -24 -22 -26 -24 -22 -20 North Atlantic Deccan Paleogene Eocene Antarctic ice sheets forming EECO PETM Paleocene Pg K warming 12 Late Cretaceous Age (Ma) 13 4 Mioocene Maastrichtian 70 90 1 2 0 Oligocene 60 80 O (‰) 3 2 cooling 30 50 -1 C (‰) 0 1 Fossil resins (mean value) 18 13 Arctic ice sheets forming 20 40 Marine stable isotope record Climatic events and long-term T-trends 255 8 4 0 Ice-free temperature Campanian cooling Santonian Coniacian Turonian Cenomanian Ontong Java Parana-Etendeka 100 120 130 Early Cretaceous Albian 11 0 Aptian Barremian Mid-Cretaceous greenhouse warming Hauterivian Valanginian 140 220 230 Triassic Berriasian Carnian Ladinian 10 15 20 -28 13 Cresin mean Fig. 11. Variations in predicted atmospheric pO2 (red) and d (black) through time. The pO2 estimates represent mean values for different pCO2 models, with the outline indicating the extreme values (Fig. 10). Error bars on d13 Cresin mean mark one standard deviation. The marine stable isotope record for the Cenozoic is adopted from Zachos et al. (2001), and illustrates variations in d13C and d18O of benthic foraminifera. Major climatic events, long-term temperature trends, and periods of large-scale igneous activity are shown for comparison. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.) past. To address the uncertainties in the paleo-pCO2 estimates and their impact on the pO2 results, we calculated dD13 CpCO2 using pCO2 values derived by three independent approaches: (1) mass balance calculations (GEOCARB III, Berner and Kothavala, 2001), (2) the abundance of stomata on leaf surfaces (Retallack, 2001), and (3) the d13C of pedogenic carbonates (Ekart et al., 1999). Despite considerable differences in the proposed pCO2 levels between these three models, the calculated pO2 values show only minor deviations (<±1.5%) for most of the Cenozoic and Mesozoic. Larger discrepancies (<±3%) are restricted to the Paleocene and early Eocene (Fig. 10). This indicates that most of the uncertainty in the calculated pO2 values rests on the accuracy of the relationship between D13C and pCO2 as determined by Schubert and Jahren (2012). 4.2.1. Mesozoic and Cenozoic pO2 evolution A compilation of the calculated variations in pO2 through time is compared to d13 Cresin mean , the marine stable isotope record, and important environmental events in Fig. 11. It is apparent from this compilation that for most of the Cenozoic and Mesozoic pO2 was considerably lower compared to today. This is consistent with a reduced 13C frac- tionation (i.e., higher d13 Cresin mean values) of resin-producing plants in the geological past. The particularly high d13 Cresin mean values of early to mid-Cretaceous amber samples suggest that the pO2 at the time of their formation was as low as 10–11% (Fig. 11). Such low pO2 levels are regarded to be below the limit of combustion and seem to contradict the presence of charcoal in Cretaceous sedimentary sequences (Jones and Chaloner, 1991; Belcher and McElwain, 2008). However, the presence of charcoal in sedimentary rocks itself does not preclude low atmospheric pO2, since the charring process (i.e., pyrolysis) only occurs under low-O2 conditions. Furthermore, experiments to establish the lower limit of atmospheric pO2 required for combustion did not consider certain factors that influence the combustion in nature, such as the effect of wind, which may lower the required pO2 considerably. Despite some uncertainties about absolute pO2 values, our low-pO2 estimates for the mid-Cretaceous are consistent with pO2 estimates based on the abundance and mass balance of carbon and pyritic sulfur in sedimentary rocks during that same time interval (Berner and Canfield, 1989; Berner, 2006, Fig. 12). Our results, on the other hand, question recently proposed paleo-pO2 estimates that are 256 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 based on the abundance of charcoal in the fossil record, which predict a higher-than-modern pO2 for the Cretaceous and the Cenozoic (Glasspool and Scott, 2010; Brown et al., 2012, Fig. 12). As previously mentioned, shifts in the Cenozoic d13 Cresin mean broadly resemble those in the marine d18O record, with the exception of the negative d13 Cresin mean excursion in the early Paleogene (Fig. 11). This indicates that changes in plant fractionation, i.e., changes that are linked to varying pO2, may also be linked to changes in global temperatures, and thus pCO2. In fact, our pO2 estimates for the Cretaceous and Cenozoic show moderate to strong negative correlations with pCO2 estimates derived by independent methods (Fig. 13). These correlations suggest that times of low pO2, on a broad scale, were characterized by high pCO2 and high global temperatures, and vice versa. For the Early Cretaceous, it appears that an early phase of low pO2 (12–13% O2) was followed by an interval of even lower pO2 levels (10–11% O2) during the Aptian to Turonian. This phase of extremely-low pO2 coincides with the mid-Cretaceous greenhouse—a time interval characterized by high atmospheric pCO2, high global temperatures, and extensive ocean anoxic events (Jenkyns, 1980; Huber et al., 1995; Wilson and Norris, 2001; Leckie et al., 2002). From the Turonian to the end of the Cretaceous, atmospheric pO2 continuously rose to >15%, whereas pCO2 and global temperatures declined. The early Paleogene appears to have been characterized by moderate pO2 levels in the atmosphere (14–18% O2), which declined to a Cenozoic minimum of 12% O2 immediately after the EECO (Fig. 11). The EECO marks the time of highest global temperatures and pCO2 during the Ceno- zoic, as indicated by the exceptionally light d18O composition of marine carbonates deposited during that time (Fig. 11). As previously mentioned, the time interval just prior to the EECO (i.e., late Paleocene to early Eocene) was marked by a steady decline in the d13C of marine carbonates and in d13 Cresin mean , indicating an increased influx of 13 C-depleted CO2 into the atmosphere and an associated decrease in d13 Catm CO2 that lasted for 5 million years. In view of our pO2 estimates, this continuous influx of 13C-depleted CO2 was most likely the result of an increase in the rate of oxidation (oxidative weathering), caused by the rising global temperatures and by elevated pO2 levels during that time interval. The increased rate of oxidative weathering would have dramatically accelerated the oxidation of organic matter and let to a further increase in pCO2 and greenhouse forcing. At the same time, it would have resulted in a continuous depletion of O2 in the atmosphere, which would explain the low pO2 following the EECO. After the height of the early Eocene greenhouse phase, atmospheric pO2 went into a long-term phase of continuous recovery until it reached modern levels. The recovery in pO2 was most likely the result of a decreased rate of oxidative weathering and an associated increase in carbon burial. This phase was also characterized by a continuous decrease in pCO2 and global temperatures, which culminated in the glacial inception in the southern and northern hemispheres during the terminal Paleogene. 4.2.2. Volcanism and its effects on pO2 It is noteworthy that the intervals with lowest resininferred pO2 during the Cretaceous and the Cenozoic were preceded by episodes of intense volcanism and the Fig. 12. Comparison of predicted atmospheric pO2 from this study with previously proposed models that are based on mass balance calculations (GEOCARBSULF; Berner, 2006) and the abundance of charcoal in the rock record (Glasspool and Scott, 2010). R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 257 Atmospheric pCO2 (ppmv) Stomatal density GEOCARB III Pedogenic carbonates Atmospheric pO2 (%) Fig. 13. Plot of predicted atmospheric pO2 against pCO2 estimates based on the density of stomata on fossil leaf cuticles (Retallack, 2001), mass-balance modeling (GEOCARB III; Berner and Kothavala, 2001), and the d13C of pedogenic carbonates (Ekart et al., 1999). emplacement of some of the largest known igneous provinces (LIPs). These include the Ontong-Java Plateau and the Parana-Etendeka Province (Early Cretaceous), as well as the Deccan and North Atlantic Provinces (Late Cretaceous to Paleocene) (Fig. 11, Larson and Erba, 1999). The emplacement of these LIPs was associated with the expulsion of vast amounts of mantle-derived volcanic gases, which are typically dominated by H2O and CO2, but also contain sulfur dioxide (SO2) and other trace gases (Symonds et al., 1994). The expulsion of such large quantities of volcanic gases, particularly of CO2, provides a valid mechanism to cause a rapid increase in atmospheric pCO2 and an associated increase of greenhouse forcing and global temperatures during these time intervals. Although there is still some dispute over the long-term effect of volcanogenic CO2 emissions (Self et al., 2005), the hypothesis that LIP magmatism contributed to changes in atmospheric composition and global climate is supported by the marine d13C record, which indicates that the late Paleocene decline of d13C was preceded by a notable rise in d13C values that started in the mid-Paleocene. This rise in d13C coincides with phases of intense volcanism in the Deccan area of India, and in the North Atlantic Igneous Province (Fig. 11). Marine carbonates deposited at that time reached d13C values of around +2& (Fig. 11; Zachos et al., 2001). These unusually positive values are consistent with a strong influx of mantle-derived CO2 into the atmosphere because mantle CO2 is enriched in 13C relative to CO2 derived from organic matter and has a rather restricted d13C range (8 to 3&, mean: 5&) (Exley et al., 1986; Javoy and Pineau, 1991). Although the episodes of LIP volcanism in the Early Cretaceous and the Late Cretaceous/Paleocene may have not been sufficient to sustain long-term greenhouse conditions, they may have served as a trigger for the subsequent increase of oxidative weathering. This, in turn, would have provided a feedback for the further rise in pCO2 and the prolonged greenhouse episodes that followed the LIP volcanism. In this scenario, the elevated pO2 that prevailed before the onset of the LIP volcanism (i.e., in the Early and Late Cretaceous) would have been an important factor that determined the extent of the subsequent greenhouse phases. After the cessation of LIP volcanism and the end of the greenhouse periods in the Cretaceous and the Cenozoic, atmospheric pO2 was at its minimum, but slowly increased over the following tens of millions of years, as the result of a decrease in oxidative weathering (associated with an increase in carbon burial) and the absence of the CO2-influx from LIP magmatism. After the mid-Cretaceous, the cycle of increasing pO2 and decreasing pCO2 lasted for 40 million years, but was interrupted by renewed LIP volcanism at the end of the Cretaceous. The Cenozoic decline of pCO2 and increase in pO2, on the other hand, continued uninterrupted for 50 million years from the Middle Eocene into modern times. The prolonged absence of largescale volcanism during that time period may have been a prerequisite for pCO2 and global temperatures to decrease sufficiently to allow sea ice to form on the polar oceans, ultimately triggering the onset of glaciation in both hemispheres in the latest Paleogene. 4.2.3. Effects of pO2 on animal evolution Although it has been proposed that atmospheric pO2 has a profound effect on the physiology and evolution of animals, and that gigantism in animals is linked to high pO2 (Graham et al., 1995; Clapham and Karr, 2012), our data preclude such a link for the evolution of giant theropod and sauropod dinosaurs. Considering the low pO2 that prevailed during the Cretaceous and, at least, part of the Triassic, it is more reasonable to assume that a high primary photosynthetic productivity (i.e., food availability) caused by high pCO2 and high global temperatures was the key factor in the evolution of dinosaurs and their tendency to 258 R. Tappert et al. / Geochimica et Cosmochimica Acta 121 (2013) 240–262 develop large body sizes. A similar conclusion can be drawn for the Eocene radiation of large placental mammals, which has previously been linked to high pO2 levels as well (Falkowski et al., 2005). Based on our data, however, this time interval was also characterized by low pO2. 5. CONCLUSIONS AND FUTURE DIRECTIONS Due to their ability to polymerize into highly resistant organic macromolecules that are demonstrably representative of whole-plant carbon fractionation, resins can preserve pristine isotopic signatures over geological time. This makes them ideal natural biomarkers for chemostratigraphic studies. As with all plant organic constituents, the d13C of C3 plant resins is influenced by a range of local environmental and ecological factors, which result in considerable isotopic variability. The variability seen in resins is directly comparable to that of primary plant biomass, which suggests that the d13C of resins can be used as a measure of the d13C of bulk plant organic matter. To minimize statistical biases caused by variations in the growth conditions of individual plants, it is necessary to analyze sufficiently large sample populations and to compare their mean isotopic values (d13 Cresin mean ). This is particularly important for the comparison of resins of different ages. Since major diagenetic influences on the d13C of fossil resins are negligible, variations in d13 Cresin mean can be related to long-term global environmental changes. In fact, our present compilation and analysis of d13C values from exhaustively sampled resins, which is the largest data set of its kind, strongly suggests that the pO2 of ancient atmospheres is reliably represented in the isotopic composition of these secondary metabolites. Resins can be used as proxies of atmospheric composition for much of the Cenozoic and Mesozoic, and perhaps even into the Paleozoic, given that resin-producing plants have existed since at least the Carboniferous. Resins from different localities, different botanical sources, and different ages are directly comparable because they consist of similar macromolecules, and they are resistant to post-depositional isotopic exchange. These advantages are complemented by the fact that the analysis of resins does not require extensive sample treatment, which limits biases introduced by laboratory procedures. Therefore, resins can provide a consistent and highly resolved terrestrial d13C record, particularly when samples from stratigraphically and chronologically well-characterized sedimentary units are analyzed. To improve our understanding of the fractionation behavior of plant organic matter in relation to atmospheric composition, it is also necessary to conduct additional, systematically controlled growth chamber experiments on a wider range of plants, including resin-producing plant taxa. This information will help to more accurately quantify compositional changes of the atmosphere that occurred throughout Earth’s history. Additional constraints on the composition of ancient atmospheres may also be gained by combining isotopic information with careful analysis of biological inclusions within amber—e.g., insects, plants, and fungi—which are frequently preserved with exquisite detail. ACKNOWLEDGMENTS We are grateful to Jim Basinger, Madelaine Böhme, Xavier Delclòs, Michael Engel, George Mustoe, Philip Perkins, Guido Roghi, Alexander Schmidt, and Chris Williams for generously providing samples used in this study. Thomas Stachel is thanked for providing access to the FTIR spectrometer housed in his laboratory. We also thank Stacey Gibb and Gabriela Gonzalez for assistance at various stages, and we would like to thank the three anonymous reviewers, whose constructive comments have improved this publication considerably. Much of this research was supported by the Natural Science and Engineering Research Council of Canada (Discovery awards to A.P. Wolfe and K. Muehlenbachs, Postdoctoral fellowship to R.C. McKellar). J. Ortega was supported by the Ministerio de Economı́a y Competitividad, Fulbright España, and FECYT. REFERENCES Alonso J., Arillo A., Barron E., Corral J. C., Grimalt J., Lopez J. F., Lopez R., Martinez-Delclos X., Ortuno V., Penalver E. and Trincao P. R. (2000) A new fossil resin with biological inclusions in lower Cretaceous deposits from Alava (Northern Spain, Basque-Cantabrian Basin). J. Paleontol. 74, 158–178. Anderson K. B. 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