New Deal Liberalism and Racial Liberalism in the Mass Public, 1937-1968 Eric Schickler University of California, Berkeley March 2012 Abstract Few transformations have been as important in American political history as the incorporation of African Americans into the Democratic Party coalition over the course of the 1930s-60s and the embrace of racial conservatism on the part of many Republicans. This paper, which is part of a broader book project, focuses on changes in mass opinion among Democratic and Republican partisans from the late 1930s through the 1960s. It traces, over time, the relationship between New Deal economic liberalism and racial liberalism. A key finding is that by about 1940, economically-liberal northern white Democratic voters were substantially more pro-civil rights than were economicallyconservative northern Republican voters. The relationships among Democratic partisanship, economic liberalism, and racial liberalism held across a wide range of demographic groups, but was particularly strong in urban areas. While partisanship and civil rights views were unrelated among southern whites, southern economic conservatives were noticeably more racially conservative than their economically liberal counterparts. These findings suggest that there was a connection between attitudes towards the economic programs of the New Deal and racial liberalism early on, well before national party elites took distinct positions on civil rights. Along with grassroots pressure from African American voters who increasingly voted Democratic in the 1930s40s, this change among white voters likely contributed to northern Democratic politicians’ gradual embrace of civil rights liberalism and Republican politicians’ interest in forging a coalition with conservative white southerners. 1 The incorporation of African Americans into the Democratic Party coalition over the course of the 1930s-60s and the embrace of racial policy conservatism on the part of many Republicans is widely – and appropriately – viewed as a critical transformation in modern American party politics. One of the most dramatic manifestations of this change was the shift among southern whites from the Democratic Party to the Republicans, but the changes in the south were linked to a broader shift in the partisan landscape, in which New Deal liberalism came to be identified with racial liberalism and Republican conservatism became identified with greater opposition to governmental action to redress racial inequalities. For several decades, civil rights had been something of a deliberate “dead spot” in American politics: an issue of central importance to the political system, yet one which both national parties had little interest in addressing (Katznelson 2012). While Republicans had pushed to enforce voting rights for African Americans prior to the 1890s, the party soon consolidated a majority that did not depend on African American votes. Republican President William Howard Taft famously signaled an end to Republican concern about the South’s treatment of African Americans when he called for an end to “sectional” disputes and endorsed restrictions on suffrage for the “ignorant” in his inaugural address. Meanwhile, southerners committed to maintaining the region’s racial caste system dominated the Democratic Party, and their northern Democratic counterparts showed no interest in transforming race relations. Yet by the 1960s, civil rights had risen to the top of the political agenda and northern Democrats had replaced Republicans as the partisan group most associated with civil rights liberalism.1 1 As the specific issues on the civil rights agenda changed over time, the meaning of “civil rights liberalism,” “racial liberalism,” and “racial conservatism” also changed. Several of the policies under 2 Understanding the dynamics of this transformation is important in its own right, while also serving as an excellent site to explore more general core questions about the workings of the American political system. Under what conditions will political leaders respond to demands for group rights and incorporation? How does a once-dormant issue – which both national parties had little incentive to address – rise to the top of the national agenda? Civil rights offers a test case for understanding the operations of representative democracy in the United States: how does an implicit deal among national elites to sidestep an issue unravel only to be replaced by a party alignment in which that issue holds center stage? A careful reexamination of the civil rights case points the way to an alternative view of political change. Rather than a story of elite choice at a critical juncture or a simple story of bottom-up grassroots pressure, I argue that locally-rooted politicians and activists played a crucial role as intermediaries between mass-level pressures and elite decision-making arenas. In this account, federalism and the decentralized system of electing members to Congress provided key institutional mechanisms to facilitate the gradual incorporation of civil rights into the mainstream of the Democratic Party, undermining the implicit deal among national political leaders that had been a key foundation of the party for decades. Much like abolitionism in the 1830s-40s and the currency issue in the 1870s-90s, efforts by national party leaders to block a new issue ultimately failed and party lines were reshuffled. consideration in the 1960s were not part of the political conversation in the late 1930s or 1940s. For present purposes, racial liberalism and conservatism are defined strictly in relative terms, reflecting where actors stand on the policy issues under debate at the particular moment in time. This means that one can assess changes in the relative positions of the parties and the degree of alignment between civil rights views and economic policy views, but not the absolute degree of racial liberalism. Future work in this project will consider the role of agenda change more explicitly. 3 The entry of northern African Americans, Congress of Industrial Organizations (CIO) unions, Jews, and urban liberals into the Democratic coalition is a crucial starting point for the analysis. These broad changes at the mass level in the 1930s predisposed northern Democratic politicians to be more supportive of civil rights than their Republican counterparts. Most rank-and-file northern white Democratic voters by no means prioritized civil rights in this early period – and they shared in much of the racial prejudice that was prevalent even in the north – but the early presence of voters who were more predisposed towards civil rights policies in the Democratic coalition made northern Democratic politicians the most likely group to respond as civil rights issues became more prominent on the agenda. Meanwhile, civil rights advocates – mainly African Americans, but also including actors in the labor movement and urban liberals – pushed to make civil rights a more salient issue. In doing so, they capitalized on external events – such as the rise of Nazism in Europe, the disruptions of World War II, and the migration of African Americans to northern cities – and built coalitions with other groups, such as CIO unions and Jews. One can view these grassroots mobilization efforts as involving a separate timeline from the mass-level partisan changes: few if any voters became Democrats in the 1930s because of civil rights, nor is it likely that being a Democrat directly led voters to become pro-civil rights. However, these two time lines intersected early on, as the sorts of rankand-file voters most likely to be responsive to the grassroots mobilization were those already part of the New Deal economic coalition. The nationally-oriented party leaders who had the greatest stake in maintaining the Democrats’ north-south coalition were generally – though not always – slow to 4 respond to this linkage of civil rights to New Deal liberalism. Instead, locally-rooted politicians and political organizations were among the first to appeal to the nascent connection: state Democratic parties outside the south moved to embrace civil rights policies in the 1940s, just as nonsouthern Democratic members of Congress surpassed Republicans as the main advocates of civil rights. The crucial point is that the independent power base of state parties and the election of House members through separate geographic districts created the space for locally-based politicians to respond to activist pressure for civil rights, without requiring an immediate showdown with national party leaders. Civil rights forces gained an institutional foothold through alliances with state Democratic parties and northern House Democrats. These locally-rooted politicians then contributed to civil rights activists’ efforts to raise the salience of the issue (see Sugrue 2008: 111-15). For example, by signing discharge petitions to force civil rights bills onto the House floor, northern Democrats helped raise civil rights’ visibility on the national agenda. The implicit “deal” to keep civil rights off the table broke down due to this intertwining of ground-up and meso-level forces.2 Congress and state parties emerge from this case as potential vehicles for new interests to gain access; localism and geographic-based districts are often seen as bastions of conservatism, but in this case they also provided a foothold for civil rights liberals.3 Changes in the Republican Party illustrate similar dynamics, though with a very different set of interests gaining the upper hand. Republicans’ association with civil 2 There are potential parallels here to the rise of populism and the currency issue in the 1870s-90s. National Democratic elites had little interest in moving away from the gold standard in this period, since “sound money” was crucial to the party’s strategy of winning New York’s pivotal electoral votes. But those calling for currency expansion gained control of state parties and won the allegiance of Democratic members of Congress, eventually taking the party over from Grover Cleveland and the gold wing. 3 Of course, localism and geographic-based districts empowered racial conservatives in the South. But the ways in which these features of the political system allow new interests to gain a foothold has been noted less often. 5 rights had largely faded by the early 20th century. Even as some party members pushed the Dyer Anti-Lynching bill through the House in 1922, the measure was a low priority for most Republicans and little was done to defeat the ensuing Senate filibuster (Zangrando 1980). Herbert Hoover’s subsequent efforts to promote “lily-white” Republican party organizations in the South was an early indication that at least some party leaders saw the potential offered by an alliance with white southerners premised on dropping the vestiges of the party’s ties to African Americans (see Topping 2008). This idea gained more traction in the late 1930s, as southern Democrats’ disaffection with the New Deal generated greater cooperation between northern Republicans and southern Democrats and talk of a partisan realignment along liberalconservative lines (see, e.g., White 1936; Patterson 1965). But many GOP leaders were wary of an alliance with southern white conservatives. Thus, in December 1937, Senate Republican leader Charles McNary sabotaged efforts by Josiah Bailey (D-NC) and Arthur Vandenberg (R-MI) to put together a Conservative Manifesto by prematurely revealing the plans to the press (Patterson 1965: 607). Prominent national leaders who shared McNary’s moderate brand of Republicanism – such as Wendell Willkie and Thomas Dewey – sought to position their party as relatively liberal on civil rights. More generally, Republican leaders in urban states in the northeast and Midwest believed that a moderate or liberal position on civil rights would help in statewide elections and better position the party in terms of the national electoral map (Topping 2008). To these party leaders, an explicit alliance with southern whites that involved embracing racial conservatism would jeopardize the GOP’s ability to appeal to northern moderates and to keep at least a foothold among African American voters. Thus, the Republican Party’s 6 national platform continued to generally be as liberal as – or more liberal than – the national Democratic platform for most of the 1930s-50s (see Carmines and Stimson 1989). But important changes were occurring within the GOP that would ultimately transform the Party. At the mass level, as shown below, rank-and-file northern Republican voters had become more racially-conservative than rank-and-file northern Democrats by the late 1930s, and economically conservative Republicans were especially likely to be racially conservative. Within the party, many politicians came to recognize that African American voters were unlikely to come back to the GOP; Willkie and Dewey – notwithstanding their reputations racial liberalism – lost the black vote by wide margins in the 1940 and 1944 presidential elections.4 Meanwhile, Republicans who sought to push the GOP in a more conservative direction overall – such as Senator Karl Mundt of South Dakota – saw the potential for a realignment premised on a states-rights platform.5 Indeed, Mundt made a series of high profile speeches across the south in 1950-51 arguing on behalf a realignment.6 Mundt had the backing of Republican National Committee chair and Robert Taft ally Guy Gabrielson, who also announced a GOP southern drive to capitalize upon “disaffections over the states’ rights issue” (New 4 Based on Gallup data, Ladd estimates that nearly 70% of African Americans voted for Roosevelt in 1940 and 1944 (Ladd 1975: 158). 5 Republican economic conservatives and southern Democrats began to join forces in Congress in the late 1930s and early 1940s, but this “conservative coalition” initially was most evident in the area of labor policy, where the two groups cooperated to pursue an aggressive agenda of scaling back the pro-union Wagner Act regime (see Katznelson et al. 1993; Farhang and Katznelson 2005; Brinkley 1995; Schickler and Pearson 2009). The relationship between congressional Republicans and southern Democrats on civil rights policy in that period is more difficult to tease out, but at a minimum rank-and-file Republicans exhibited less inclination to support efforts to force civil rights initiatives to the House floor by the mid1940s (see Schickler, Pearson, and Feinstein 2010). 6 For example, in a 1950 speech in North Carolina, Mundt,called for the nomination of a Republican presidential candidate acceptable to the south and the omission from the Republican platform of planks “repugnant to the South and an insult to your traditions” (Heidepriem 1988: 159). 7 York Times, October 21, 1951, p. 54). Mundt’s effort was endorsed by a handful of other conservative Republican senators, such as Joe McCarthy (R-WI) and Owen Brewster of Maine (New York Times, August 1, 1951, p. 47) and garnered considerable coverage in southern newspapers (Heidepriem 1988).7 Eisenhower’s victory in 1952 stalled the talk of such a realignment by bolstering the position of the moderate faction within the national GOP. But Eisenhower sought to build upon his personal popularity in the South by launching a serious party-building effort in the region (see Bowen 2011; Brennan 1996). This effort paid off in the shortterm with the development of genuine Republican organizations in several states for the first time in generations. However, these same state organizations were captured in the mid-to-late 1950s by grassroots conservative activists who rejected Eisenhower’s moderation.8 Indeed, the new state parties provided a vehicle for followers of Barry Goldwater to capture the GOP. As early as 1956, southern Republican national convention delegates were nearly as racially conservative as their southern Democratic counterparts.9 Four years later, South Carolina and Louisiana’s state Republican conventions pledged their delegates to Barry Goldwater and a movement to draft the Arizona Senator for Vice President garnered much of its support in the south (Brennan 7 A high point of Mundt’s drive was a nationally broadcast radio debate with Hubert Humphrey (D-MN) in which the liberal Democrat and conservative Republican found common ground in their agreement that conservative southern Democrats and conservative northern Republicans belong in the same party (see Heidepriem 1988: 162.) 8 Eisenhower’s forces allied with hard core segregationists at times as well (e.g. in Mississippi; see Bowen 2011), but for the most part his strategy was not based on appeals to the fiercest civil rights foes. 9 A reanalysis of Herbert McClosky’s survey of 1956 national convention delegates shows that 57% of southern white Republican delegates favored decreased efforts on behalf of desegregation, as compared to 61% of southern white Democrats. Just 13% of the southern Republicans favored increased efforts (as compared to 16% of the Democrats). Consistent with the decline in biracial Republican state parties in the south, a mere 12 of the 312 Republican southern delegates surveyed were African American. 8 1996; Pearlstein 2001).10 The revived southern state Republican parties thus provided an institutional foothold for the Goldwater movement, broadening its base beyond the west and paving the way for Goldwater’s 1964 triumph over the moderates. Thus, even as national leaders in both parties continued to look with some trepidation at the increasingly intense debate on civil rights, rank-and-file members of Congress and several state Republican parties responded to activist pressure to take a clearer stand on the issue.11 The civil rights realignment thus exemplifies how political transformations can emerge from the intersection of multiple institutional trajectories (see Orren and Skowronek 2004). Along the first trajectory, the party system was reshaped in the 1930s40s without regard for civil rights politics, as the Democrats embraced New Deal liberalism and new coalition partners in response to the Depression, and Republicans countered with a turn to antistatism. Meanwhile, on an initially separate trajectory, grassroots activists and groups gradually pushed the civil rights issue onto the national agenda. Social change – such as the migration of African Americans to the north – played a key role in this long-term process (see McAdam 1999). Many of these activists and groups had ties to the New Deal Democratic Party due to the economic policies and ideological doctrines embraced by the party in the 1930s, but these linkages developed 10 Newsweek claimed that in a truly open 1960 convention, Goldwater would have been the Vice Presidential nominee (Pearlstein 2001: 83). Pearlstein concludes that by the end of the 1960 convention, Goldwater’s ranks had swelled to include most of the southern delegations. 11 Outside the south, state party dynamics may have also played an important role in sidelining liberal voices within the GOP on civil rights. For example, Charles LaFollette of Indiana was a lonely ardent procivil rights voice within the House Republican conference in 1945-46 (see GOP conference meeting minutes from September 1945). The Indiana state GOP convention overwhelmingly chose William Jenner over La Follette when the two faced off for the party’s Senate nomination in 1946; Jenner made little secret of his disdain for civil rights (see, e.g., Chicago Defender, July 27, 1946, p. 4). The liberal La Follette was out of touch with his party on numerous issues, including labor policy, but he put a premium on the civil rights issue. 9 for reasons largely independent of the push for civil rights.12 The key is how these two timelines intersected: when civil rights activists succeeded in pushing the issue onto the national agenda—despite the resistance of many national leaders in both parties but with considerable support from rank-and-file Democrats and meso-level party actors—it was the Democrats who were disposed to embrace the issue because of the changes along the first timeline. By remaking the Democratic Party outside of the South to be the representative of CIO unions, African Americans, Jews, and liberal egalitarianism, the New Deal set the stage for the later realignment on the race issue—though the latter could not occur until actors on the second timeline forced the issue to the decision stage. The civil rights realignment was thus shaped by the braiding together of two distinct political trajectories over time. It was a gradual process that started in the mid-1930s, gathered momentum in 1940s as the war mobilization created a window of opportunity for civil rights activists to force fair employment laws onto the agenda, and continued into the 1950s and 1960s. This paper takes up one element of this broader argument, focusing on the dynamics of mass opinion concerning civil rights in the late 1930s through the late1960s. An important question is whether the shifts in Congress and in state parties noted above corresponded to changes in mass opinion on civil rights issues. At the mass level, did New Deal liberalism come to incorporate racial liberalism in the 1930s-40s or did economic liberalism only become joined with racial liberalism much later, after the rise of the civil rights movement and the crystallization of elite positions? Were Republican 12 It is also doubtful that the correlation between economic conservatism and racial conservatism observed in the north in the late 1930s and 1940s is due to racial prejudice causing economic conservatism. Civil rights were simply not prominent enough on the agenda at the time to be a likely source of changing economic policy views or partisanship for northern whites. 10 elites ignoring – or responding to – their constituents as they began edging away from racial liberalism in the 1940s and 1950s?13 The evidence presented below suggests that Republicans’ willingness to cooperate with southerners in blocking civil rights measures in the mid-1940s coincided with a shift at the mass level in which nonsouthern Republican partisans displayed markedly less support for civil rights policies than did nonsouthern Democrats.14 To assess the development of public opinion towards civil rights, this paper draws upon the earliest available mass survey data. Starting in the mid-1930s, polling companies surveyed the public about important issues on a monthly basis (see Converse 1987; Igo 2007). Questions on civil rights are spottier than one would like in these early polls, but as discussed below, there are useful survey items assessing civil rights policy attitudes that go back to 1937. While opinion polls conducted in the 1930s and 1940s have numerous problems that have limited their use by scholars, the National Science Foundation has funded an extensive effort to make the data suitable for analysis (Berinsky and Schickler 2011). We recoded the datasets, which has involved ferreting out and correcting many errors and inconsistencies. We have also put together a series of post-stratification weights that partially address the problems introduced by the quota-controlled sampling techniques used in the 1930s-40s (see Berinsky 2006; Berinsky and Schickler 2006; Berinsky, Powell, Schickler, and Yohai 2011). The recodes and weights are being made publicly 13 One indicator of this edging away was the increased reluctance of Republicans to sign discharge petitions to force civil rights bills to the House floor (see Schickler, Pearson, and Feinstein 2010). 14 As noted below, I do not argue that nonsouthern Democrats were, on the whole, intense in their support for civil rights in the late 1930s and 1940s. But they were to the left of their GOP counterparts, with economically-liberal Democrats particularly likely to support civil rights policies. The rise of the grassroots civil rights movement was a necessary precondition for this nascent Democratic liberalism on civil rights to become a potent political force – but the early mass alignments make it clear that the Democratic Party was the more likely “home” once civil rights activists forced the issue to the top of the agenda. 11 available through the Roper Center. This paper makes use of the early survey data, along with civil rights-related questions on surveys through 1968.15 Public Opinion and Civil Rights Liberalism The conventional story regarding the parties’ handling of civil rights has been that nonsouthern Democratic and Republican elites occupied similar positions on the issue until the 1960s, and that partisans at the mass level only diverged after elites – such as Lyndon Johnson and Barry Goldwater – sent clear signals of their respective party’s new position (Carmines and Stimson 1989). From this perspective, the connection between racial liberalism and New Deal liberalism is quite limited: the ideological logic and coalition alignments associated with New Deal liberalism are not inherently associated with civil rights liberalism. Instead, the connection was largely an elite construction, years after the initial rise of New Deal liberalism. However, as noted above, considerable empirical evidence has emerged that nonsouthern office-holders and state parties began to polarize on civil rights in the mid1940s, with Democrats adopting the more liberal position (see Chen 2009; Karol 2009; Feinstein and Schickler 2008). Figure 1 – drawn from collaborative work with Brian Feinstein and Kathryn Pearson – shows the pattern with respect to signing discharge petitions targeting civil rights bills in the House of Representatives (see Schickler, Pearson, and Feinstein 2010). Discharge petitions were the primary mechanism through which members sought to force floor action on civil rights bills in this era, given the opposition of the powerful House Rules Committee. The figure is derived from a logit model predicting discharge signatures. The identical model is estimated separately for each civil rights discharge petition. The model controls for seniority, holding a committee leadership 15 While I have attempted to gather all of the civil rights related policy questions spanning 1937-68 for which individual-level survey data is available, there are a handful of surveys – particularly in the mid-tolate 1960s – that I have not yet coded and incorporated. 12 position, and membership on the committee targeted by the petition. The figure shows the first difference and 95% confidence interval when one shifts from a northern Republican to a northern Democrat, holding the remaining covariates at their mean or mode. While nonsouthern Republicans had been more likely to sign discharge petitions for civil rights bills than nonsouthern Democrats in the 1930s, by the mid-1940s the roles had been reversed and nonsouthern Democrats were substantially more likely to sign (Schickler, Pearson, and Feinstein 2010). The first difference estimates indicate that a typical northern Democrat in the mid-to-late 1940s was about 30 to 40% more likely to sign a civil rights discharge petition than a typical northern Republican. Evidence from party platforms also indicates that northern Democratic state parties became more liberal than their GOP counterparts in the mid-1940s (Feinstein and Schickler 2008). Interestingly, the early public opinion polls indicate that nonsouthern white Democratic voters moved to the left of their Republican counterparts on the civil rights items available in the surveys in the late 1930s – before the elite movement became evident. In addition, support for economic liberalism was tied to racial liberalism in the nonsouth – and even, though to a lesser extent, in the south – by the late 1930s. These results suggest that once the civil rights movement mobilized sufficiently to force civil rights to the top of the agenda, nonsouthern Democratic voters were by far the most likely to be responsive. In turn, this meant that nonsouthern Democratic elites would have a stronger incentive to take the lead than their GOP counterparts. This incentive would be reinforced by the presence of African Americans and pro-civil rights unions (i.e. the CIO) as core members of the Democratic coalition (Chen 2009; Karol 2009; Feinstein and Schickler 2008). Although nonsouthern Republicans remained much more liberal on civil rights than southern Democrats (and the few southern Republicans), the connection between economic conservatism and racial conservatism that emerged at the mass level was a harbinger of the eventual “southern strategy” adopted by the Republicans. 13 The focus in this paper is on white respondents in order to separate out the impact of the changing racial composition of the Democratic Party in the 1930s-60s. That is, while northern African Americans clearly played a crucial role in changing the party’s stance towards civil rights (see Jenkins et al. 2010), it is important to determine whether there is also evidence of change among white Democrats and Republicans. The implications for our understanding of New Deal liberalism would be different if all of the Democratic mass-level change was attributable to the influx of African American voters. I am planning a more detailed study of changes in African American partisanship during this period, but doing so is difficult due to the uneven representation of African Americans across the polls (see Schickler and Caughey 2011 on African American economic policy views, as measured in these early polls). Several patterns emerge from the results. First, among nonsouthern whites, there is a clear tie between Democratic partisanship and economic liberalism on the one hand, and support for the major civil rights initiatives on the agenda in the late 1930s and 1940s: antilynching legislation, a ban on the poll tax, and fair employment practices legislation. This connection predates Harry Truman’s very public embrace of civil rights liberalism in the 1948 campaign. Second, although Democratic partisanship is generally unrelated to civil rights views among southern whites, economic liberalism does appear to be related to less conservative views on lynching, the poll tax, and fair employment practices. Third, the tie between civil rights liberalism and Democratic partisanship in the north is less clear cut when it comes to racial prejudice and social segregation than when it comes to lynching, the poll tax, fair employment, and to the more general idea of government action to counter discrimination against African Americans and other minorities. Interestingly, economic liberalism is more consistently related to support for school and housing desegregation than is partisanship. Northern Democrats’ views in the 1930s-50s – more supportive than Republicans when it comes to many civil rights policies, but not so much when it comes to policies that encourage 14 more intimate social mixing – presage the ambivalence that northern Democrats would exhibit towards busing and related measures in the 1970s and beyond. The discussion is organized as follows. I first trace the response patterns on questions relating to three leading civil rights related issues on the agenda before the end of World War II: anti-lynching legislation, the poll tax, and military integration. I then turn to fair employment legislation, which emerged as a major issue during World War II and was arguably the top legislative priority of civil rights groups into the 1960s. The next section discusses some of the limitations in white Democrats’ civil rights liberalism, particularly when it comes to social segregation and prejudice. Finally, I consider the sources of the linkages between New Deal economic liberalism and racial liberalism and the relationship between mass opinion and elite-level decision-making. Questions on Lynching Unfortunately, the first poll with a civil rights attitude item was not conducted until January 1937, as Congress considered an anti-lynching bill. Gallup asked about this legislation on six surveys conducted from 1937-40; an additional six Gallup surveys in 1947-50 asked more generally about whether the federal government should have the right to “step in and deal with the crime” when a lynching takes place, or whether this should “be left entirely to the state and local governments.” The earliest surveys – conducted from January through November 1937 -- showed roughly 60% of Americans in favor of the lynching bill and just 2325% opposed. However, when the question wording was changed in December 1937 and January 1940 to include specific information about the punishment for counties that countenance lynchings, the respondents leaned only slightly in favor of the legislation (44%40% in 1937 and 49%-42% in 1940). The 1947-50 items on the federal government’s role also generally revealed a closely divided national public (see Appendix Table 1 for question 15 wording and marginal totals for each question, as well as responses broken down by party and region).16 The surveys conducted in January to November 1937 show little or no relationship between Democratic vote choice and support for the lynching bill among nonsouthern whites. Starting in December 1937, however, there is a clear relationship: nonsouthern white Democratic voters are about 10 points more supportive than are their Republican counterparts. For example, in the December 1937 Gallup survey, Democrats back the lynching bill by a 50%-33% margin, while Republican voters are split, 43%-43%. Three years later, Democratic voters favor the bill 52%-39% while just 42% of Republicans favor it compared to 50% opposed.17 In order to assess the relationship between support for action against lynching and partisanship across the items, Figure 2a presents the results of separate bivariate OLS models run for each survey; the dependent variable is a dummy variable for support for federal action against lynching and the independent variable is a dummy variable for Democratic presidential vote choice in the last presidential election.18 The sample in each case is nonsouthern whites who voted either Democratic or Republican in the preceding presidential election. The results again suggest that the party gap opened up in December 1937 and remained about the same over the next thirteen years. The point estimates indicate that a change from Republican to Democratic vote choice is associated with a .15 shift in support for action against lynching on the 0 to 1 scale. While Harry Truman was the first Democratic President to embrace racial liberalism explicitly – particularly in his 1948 campaign – the inter-party gap appears about the same before and after this transition. When demographic controls are added to each model, the 16 The question wording for these items varied slightly across surveys. The support for federal intervention is higher in the June 1947 survey than in the other polls. This is likely because the question was placed after a handful of items on the recent (and notorious) Greenville, South Carolina lynching case. 17 I use presidential vote choice because party identification is not included in these early surveys. 18 The results look substantively the same if one instead estimates the models using logit. Since the level of support for the various lynching items generally ranges from about 30%-70% (rather than being near the extremes), I focus the presentation on the easier-to-interpret OLS coefficients. [NOTE: I will redo using logit model and will present first differences] 16 results remain robust.19 As discussed in more detail below, the consistency of the results when demographics are included suggests that changes in the demographic composition of the parties do not account for the observed relationship between Democratic voting and civil rights views. Figures 2a and 2b presents the results when economic liberalism is used to predict views on lynching among northern and southern whites respectively. In coding economic liberalism, I identified all questions that asked about the government’s role in the economy (e.g. business regulation, government ownership of industry, government spending on relief and other social programs, labor policy).20 To facilitate comparisons with the partisanship measure used above, the economic liberalism measure also ranges from 0 to 1, with conservatives scored 0, moderates scored .5, and liberals scored 1. Respondents are coded as economically-liberal if they provide the liberal response more often than the conservative response to the set of economic policy items in the survey.21 The results for economic liberalism need to be interpreted with some caution, as the specific items used to construct the economic liberalism measure change across the surveys; therefore, one cannot assume that the measure taps the exact same concept in the same way across each data point. However, close inspection of the measures suggests that there is little reason to believe that there is an overall trend in their quality; as a result, the consistency of the results over time is likely a meaningful indicator of a significant and relatively stable relationship. Indeed, there is a consistent positive association between economic liberalism and support for action against lynching from late 1937 as well. This holds in both the north and 19 Controls for demographics (which are used in a consistent manner across the surveys discussed below) include: age, gender, occupation / class (professional, labor, poor), region (Northeast, Midwest, West), urban and farm residence, phone ownership / car ownership, and, when available, union membership and education. Note that statistical significance tests are not necessarily appropriate in this context, due to the sampling issues in the surveys. See Berinsky (2006) for a discussion of this issue. 20 Questions about farm and defense policy were not included because it was not clear what the economically “liberal” position was on these items, particularly in the context of the 1930s-50s. 21 I will attempt to develop more precise measures of economic liberalism in future iterations of the paper. 17 the south (see Figures 2b and 2c). 22 While the magnitude of the point estimates varies somewhat across surveys, a shift from economic conservatism to liberalism is typically associated with a .1 to .2 shift in lynching views (on the 0-1 scale) in both the north and the south. The southern results are particularly striking because there is no relationship between vote choice and support for lynching legislation in the essentially one-party region. It is also important to emphasize that economic items that seem unlikely to have even a remote inherent connection to racial attitudes – e.g. government ownership of the railroads – are as closely tied to views on lynching as are items on issues that at least potentially have racial implications (e.g. government help for those without money).23 The relationship between economic views and support for action against lynching also holds up when a series of demographic controls are included in the model, including accounting for differences within the south (e.g. rim south vs. deep south; level of urbanization). One question these results naturally raise is whether economic liberalism or partisanship is more relevant to racial attitudes in the nonsouth. The evidence suggests both matter. If one replicates the model in Figure 2a, controlling for both economic liberalism and Democratic presidential vote, the estimates for both variables are positive and statistically significant in nearly all cases from December 1937 on.24 An alternative approach is to classify individuals based on both their partisan vote choice and ideology. This allows a closer examination of potential interactions between these traits. For example, Sniderman and Stiglitz (2012) highlight the concept of “sorted 22 The absence of a relationship in the south in the last poll in the series (see Figure 2c) could well be due to problems with the economic liberalism item in that survey. The only available economic liberalism measure asked about the appropriate government response to the budget deficit. Respondents were coded as liberal if they oppose domestic spending cuts and as conservative if they favored spending cuts and no tax hikes. 72% of southerners were coded as conservatives, with just 13% moderate and 15% liberal. Most surveys had questions that more clearly tapped into economic liberalism and that had less skewed response distributions. 23 For example, in the December 1937 survey, the government ownership of the railroads item is actually more closely related to views on the lynching bill than is the question about government help for the needy. 24 Party identification is not available in the earliest polls, but is in the post-1947 surveys. For those surveys with party ID, it is also related to views of the lynching bill among nonsouthern whites, though the relationship tends to be a bit smaller than it is for presidential vote choice. 18 partisans” – individuals for whom ideology and partisanship are in alignment – arguing that such individuals will behave in distinctive ways as compared to partisans with views that are out of synch with their party (see Levendusky 2009). Indeed, the gap between economically liberal Democratic voters and economically conservative Republicans is especially large. For example, in the December 1937 Gallup survey economically-liberal FDR voters favored the lynching bill by a lopsided 60%-28% margin, while economically-conservative Landon voters opposed it, 53%-33%. To assess these interactions more systematically, I created a series of dummy variables indicating economically-liberal Democratic voters, moderate Democratic voters, conservative Democratic voters, economically-liberal Republican voters, moderate Republican voters, and conservative Republican voters. The first and last categories are “sorted partisans”: individuals whose economic views and partisanship are in alignment. Figure 3 presents results from a simple regression model in which support for federal action against lynching is modeled as a function of these dummy variables (the excluded category consists of economically-conservative Republican voters), along with a dummy variable for each survey.25 The analysis is limited to nonsouthern whites and begins with the December 1937 survey in which the gap between the parties first becomes substantial. The results suggest that economically-liberal Democratic voters are nearly 22 points more likely to support action against lynching than are economically-conservative Republican voters.26 25 Pooling across surveys creates potential problems, particularly if the effect of the independent variable of interest is changing over time. I plan to explore more elaborate models that allow for time trends in estimates in future iterations of this paper. Figure 2 does give at least some reason to believe that pooling the post-December 1937 polls is a reasonable move in this case. Inclusion of a separate dummy variable for each survey accounts for overall changes in support and for differences in question wording. 26 In interpreting the substantive magnitude of the estimates, it is useful to note how they compare with the estimates for demographic predictors of views on civil rights. If one estimates the same baseline pooled model (with a separate intercept for each poll), education has only a modestly sized impact (attending at least some college is associated with a 4 point increase in support for anti-lynching legislation (point estimate = .04; SE=.01), as compared to a grade school education; completion of high school is also associated with a .04 increase (SE=.01), again compared to the baseline of a grade school education. If one instead uses urban residence as a predictor, it is associated with a more substantial .10 increase (.01) in support, which is still a bit less than the estimate for Democratic presidential vote choice in an analogous model. 19 Notice, however, that economically-liberal Republicans look very similar to economicallyconservative Democrats. Indeed, within each partisan category, one observes a clear tie between economic ideology and support for federal action. At the same time, for each ideology level, Democrats are more likely to support federal action than are Republicans. When one replicates the analysis adding controls for a full range of demographic variables, the partisan and ideological gaps remain robust.27 The bottom line from these analyses is that support for federal action against lynching was higher among Democratic voters and economic liberals in the north starting in late 1937. As of 1937, however, northern Democrats in the House of Representatives appear to have been less clear in their support for lynching legislation than were their northern Republican counterparts. For example, they were less likely to sign the discharge petition promoting the legislation and they were more likely to support a watered-down alternative to the bill favored by the NAACP.28 However, by the mid-1940s, northern Democrats in the House had surpassed their Republican counterparts in their willingness to support action against lynching. While mass-based pressures may not explain this shift, the opinion data suggest that northern members of the House came to act in ways that were consistent with their constituents’ relative levels of support for federal action against lynching. The Poll Tax Gallup asked a national sample of respondents about banning the poll tax on six occasions from December 1940 through February 1953. Respondents in several southern 27 The multivariate models indicate that females, professionals, laborers, Northeasters, young people, and urban residents are each more likely to back action against lynching. For polls with education, more educated respondents are more supportive of action against lynching. 28 See “House Prepares for Passage of Anti-Lynching Bill,” Washington Post, April 8, 1937; and “House Sidetracks Anti-Lynching Bill,” New York Times, April 8, 1937. In the Senate, however, Republicans proved somewhat less willing than Northern Democrats to back cloture—though in other cases in this period, Senate Republicans provided greater support than their Democratic counterparts (see Jenkins et al 2010). 20 states were asked about eliminating the poll tax “in this state” on two additional occasions in 1941. A substantial majority of the national population favored banning the poll tax throughout this period: the smallest margin was 63%-26% in 1940; the most lopsided was 72%-21% in 1953. This item is trickier to interpret than the lynching questions, since the poll tax undermined poor whites’ voting rights in the south, as well as African Americans. Nonetheless, the results are consistent with the anti-lynching findings. From the start in 1940, nonsouthern white Democratic voters are more supportive of banning the poll tax than are nonsouthern white Republican voters.29 A simple OLS model predicting support for the poll tax ban among non-southern whites, estimated separately for each survey, suggests that Democratic vote choice is associated with support for the ban across each survey from 1940 to 1953, with little variation in the size of the association (see Figure 4a). The point estimates are generally a bit smaller than in the lynching case; one interpretation of this difference is that the lopsided national margin in favor of banning the poll tax generates an extreme cutpoint that does less to separate weak from strong civil rights supporters (i.e. even weak civil rights supporters back a poll tax ban). Indeed, even southern white respondents lean in favor of the poll tax ban, though less decisively than their northern counterparts. The results for economic liberalism are somewhat more variable – perhaps due to the varying quality of the liberalism measures – but nonetheless suggest that there was a significant association between economic liberalism and support for an end to the poll tax among whites in both the north and the south (see Figures 4b and 4c). 29 One interesting wrinkle is that the December 1940 survey suggests that 1936 vote choice is less strongly related to supporting the poll tax ban than is 1940 vote choice. Indeed, a full 74% of new FDR voters in 1940 (after having either not voted or voted for another candidate in 1936) backed the poll tax ban, while just 60% of new Willkie voters backed the ban. This suggests that the relationship between support for civil rights and vote choice had tightened over the course of 1936-40. In a multivariate model with controls for demographics, if one includes both 1936 vote and a variable for change in vote from 1936-40 (scored one for new FDR voters; 0 for new Willkie / GOP voters; and .5 for everyone else), the change vote variable is positive and generally statistically significant, while the 1936 vote item is substantively and statistically insignificant. 21 As with the lynching items, the results suggest that partisanship and economic views continue to be associated with civil rights views when both independent variables included in the same model. When one pools the data for nonsouthern whites, and estimates a single model predicting support for the poll tax ban – with a separate intercept for each survey – both economic views and partisanship have a significant impact, though the size of association is smaller than for the lynching items.30 These results again hold up when controls are added for a full range of demographic variables. When one examines potential interactions between partisanship and economic views, it once again appears that “sorted partisans” are particularly far apart. Economically liberal Democrats are a full 12 points more in favor of the poll tax ban than are conservative Republicans (see Appendix Figure 1). By contrast, moderate Democrats are just over 7 points more favorable than conservative Republicans, and economically conservative Democrats and liberal Republicans are both about 4 points more favorable than are economically conservative Republicans.31 Integrating the Military While lynching and the poll tax were the main racial policy items in the early surveys – coinciding with their top spots on the sparse congressional civil rights agenda in the late 1930s and early 1940s – there were a handful of additional questions. A June 1942 Gallup survey 30 The point estimate for Democratic presidential vote choice is .063 (with a standard error of .010) when it is the sole independent variable (other than the intercept for each survey) and falls slightly to .050 (SE=.011) when economic liberalism is added to the model. The point estimate for economic liberalism is .062 (SE=.014) in the latter model. 31 Once again, the results are very similar if one adds demographic controls. The estimated effects for partisanship and ideology are by no means huge, but compare reasonably favorably to the associations observed for demographic predictors of civil rights views. When one estimates the same baseline pooled model using alternative demographic variables as predictors instead of partisanship and ideology, one finds that urban residence is associated with a .11 increase (SE=.01) in support for the poll tax ban. By contrast, education has only a modest impact in an analogous model (again, only including an intercept for each poll): a college education is associated with a .03 increase in support for the poll tax ban (SE=.01) as compared to a mere grade school education. 22 asked respondents about integrating the U.S. military.32 Nonsouthern white FDR voters were just six to seven points more supportive than nonsouthern white Willkie voters (Willkie voters opposed integration by a 53%-38% margin; FDR voters opposed it by 47%-45%).33 But when one isolates economic liberals who voted for FDR and compares them to economic conservatives who voted for Willkie, there is a much bigger gap, with economically-liberal Democrats backing military integration by a 56%-40% margin and conservative Republicans opposing it 58%-35%. Thus, six years before Truman’s executive order desegregating the military, nonsouthern white Democratic economic liberals backed integration at the mass level, while their economically conservative Republican counterparts opposed it. It is worth emphasizing that the integration question – like the earlier poll tax and lynching questions – made no mention of the position of any Democratic or Republican elites. When Gallup asked again about integrating the military in May 1948 – amidst Truman’s civil rights initiatives – the gap between Democratic and Republican voters is about ten points – so a bit larger than in 1942, but not by much (see Appendix Table 2). As in 1942, economic liberals are more supportive of integration than are economic conservatives, but the later survey had only limited economic policy questions.34 Fair Employment Policy The single civil rights issue that became most prominent in the mid-1940s was fair employment practices (Chen 2009). Following Roosevelt’s creation of a Fair Employment Practices Committee during the war – due to pressure from African American civil rights 32 The text read: “Should negro and white soldiers serve together in all branches of the armed forces?” See Appendix Table 2, item 2 for the overall marginal distribution. 33 The unweighted gap between FDR voters and Willkie voters is greater than the weighted gap in this survey. If one compares consistent Democratic voters – i.e. those voting for FDR in 1940 and intending to vote Democratic for Congress in 1942 and for FDR in 1944 -- to consistent GOP voters (defined analogously), the gap is also more substantial: core Democratic voters split evenly on integrating the military (46%-46%), while Republicans opposed integration by a substantial 57%-37% margin. 34 The survey did include items tapping attitudes towards Russia and domestic communists. Among nonsouthern whites, those favoring a softer line on Russia and opposed to cracking down on domestic communists were more supportive of integrating the military. Southern whites were virtually unanimous in opposing military integration. 23 leaders, most notably A. Philip Randolph – there were repeated efforts to enact FEPC legislation at both the national and state level. Gallup first asked about fair employment practices in 1945, one year after Republicans adopted a national platform containing a general endorsement of fair employment legislation while the Democratic platform was silent on the issue. The Gallup question focused on state laws, rather than federal legislation, which is a potential advantage since it separates out concerns about federalism. Gallup worded the question in two ways on the survey: half the respondents were asked about a state law barring discrimination by employers; the other half were instead asked about a state law requiring “employees to work alongside persons of any race or color.”35 Respondents split evenly (44%44%) on the ban on employer discrimination, while opposing requiring employees to work alongside people of other races by a 57%-34% margin. But in both cases, FDR voters were substantially more supportive than were Dewey voters. Nonsouthern white FDR voters supported a state ban on employer discrimination by a 52%-31% margin, while Dewey voters opposed the measure by a 51%-39% margin. While FDR supporters were much less supportive when the wording focuses on integrated workplaces, they still were significantly more likely to back the proposal than were GOP voters.36 These relationships also hold up when demographic controls are included. Economic liberalism is also strongly related to support for state fair employment practices at both the bivariate level and when demographics are included in a multivariate model.37 When one isolates economically liberal FDR voters and compares them to economically conservative Dewey voters, the gap is even bigger. Thus, economically-liberal FDR voters back a ban on employer discrimination by a 59%-26% margin, while economically 35 Neither question mentions religion or ethnicity. This makes it less likely that responses were driven by attitudes towards Catholics, Jews, Italians, etc. 36 Dewey voters opposed requiring integrated workplaces by a decisive 61%-32% margin, while FDR voters opposed it by a more modest 48%-41% margin. 37 The two forms had different economic policy questions. The form with the item about employer discrimination asked about government ownership of the railroads and helping the unemployed. The form with the item on integrated workplaces asked about government ownership of electric utilities and about government payments for the unemployed. 24 conservative Dewey voters oppose the ban 59%-31%.38 Given that Dewey himself was a key advocate of New York state’s fair employment practices law – and that the legislation mentioned in the survey question focused on state, rather than national law – it is striking that white Republican voters were so much more opposed than white Democratic voters at this early stage in the civil rights process (see Chen 2009). Southern whites’ opposition to fair employment practices was overwhelming in the 1945 survey and did not differ appreciably between the two parties. Nonetheless, southern economic liberals were about 10 points more likely to back a ban on discrimination than were southern economic conservatives. For example, 24% of the liberals backed the ban on employer discrimination, as compared to 14% of moderates and 13% of conservatives.39 While this degree of support among white southern economic liberals is far from impressive, it does reinforce the more general message that while party and racial attitudes were not aligned in the south, economic views were related to racial attitudes, even among white southerners in the Jim Crow era. The same questions regarding state fair employment laws were asked again in July 1947, eliciting a similar pattern of responses. Gallup continued to ask about fair employment laws on several surveys in the late 1940s and 1950s but with the focus now on federal rather than state legislation. The results tell much the same story as the survey evidence from the mid-1940s: there is a fairly substantial gap between nonsouthern Democrats and Republicans in their support for government intervention against employment discrimination. The gap varies in size across surveys but without an evident trend. For example, a March 1948 Gallup survey asked how far the federal government ought to go “in requiring employers to hire people without regard to their race, religion, color, or nationality” (Appendix Table 3, item 4). The survey was taken shortly after Truman announced his civil rights program. As a result, it is more vulnerable to the concern 38 The difference is somewhat smaller when the civil rights item focuses on employees rather than employers. 39 Similarly, 19% of southern liberals backed requiring employees to work in integrated workplaces, as compared to 11% of moderates, and 6% of conservatives. 25 that elite cues (i.e. attitudes toward Truman) were driving the responses. But this survey’s results are much the same as the earlier surveys, reinforcing the general message that the masslevel connection between New Deal liberalism and racial liberalism had become reasonably strong even as national elites were just beginning to grapple directly with the issue.40 While white nonsouthern Dewey voters overwhelmingly opposed the federal government requiring non-discrimination (59%-27%), FDR voters narrowly backed it (41%-39%). Figure 5a presents the same baseline OLS model estimated separately for each poll with a fair employment question from 1945-72, using presidential vote choice to predict support for action to prevent job discrimination among nonsouthern whites. While the early items are entirely from Gallup, Roper and the NES began to ask about job discrimination policy in 1952. In each case, the dependent variable is recoded to range from 0 to 1. With few exceptions, the results suggest a strong, consistent relationship between voting Democratic and support for action against job discrimination. Democratic vote choice is typically associated with a .1 to .2 increase on the 0 to 1 scale in support for policies to combat racial discrimination in employment. When economic liberalism is substituted for presidential vote choice, the results are similar in the nonsouth, with a consistent relationship evident in nearly every poll (see Figure 5b). For southern whites, economic views also appear to be tied to views on action against job discrimination; though the relationship falls short of statistical significance in several of the polls, it is positive in all but one case (see Figure 5c). On balance, the evidence thus suggests that economic conservatism and racial conservatism were connected at the mass level in the south long before Barry Goldwater entered the scene (see Lowndes 2009). When one pools the data across multiple surveys and allows for interactions between partisanship and economic views, the results are again similar to the lynching and poll tax 40 The March 1948 survey asked respondents whether they had heard about Truman’s program, what they believed it included, and whether they supported specific civil rights measures. When asked about the program as a whole, the national public was closely divided, with many not registering an opinion or not having yet heard about the package. Still, white nonsouthern FDR voters from 1944 were more supportive of the package than were white nonsouthern Dewey voters (29%-13% in favor, as compared to 25%-22% opposed). 26 cases. Due to the differences in the kinds of questions asked by the different survey houses, in pooling the fair employment questions I focus on the Gallup polls, which span 1945-1953. Regression models with a series of dummy variables for each partisan/ideological group indicate that economically liberal Democratic voters are nearly 25 points more supportive of government action to combat job discrimination than are economically conservative Republican voters (see Figure 6).41 Economically conservative Democrats are about 12 points more supportive than are conservative Republicans. Among Republicans, economic liberals are once again more supportive of federal action than are their conservative counterparts. These patterns hold up when controls for demographics are added to the model.42 The partisan and ideological gap was not confined to anti-lynching legislation, the poll tax, and fair employment practices – though these were the most discussed issues on the civil rights legislative agenda in the 1940s. At a more general level, when Roper asked in 1947 how certain “racial and religious” groups are treated in this country, 37% of northern white Democrats agreed that “strong measures” are needed to help these groups, as compared to 24% of Republicans.43 Furthermore, 41% of economically liberal Democrats favored strong measures, as compared to 21% of economically conservative Republicans. Segregation, Prejudice, and the Partisan Gap on Civil Rights 41 A dummy variable provides a separate intercept for each survey item. The gap is 21 points if one uses party identification instead of vote. 42 When one estimates the same baseline model using alternative demographic variables as predictors instead of partisanship and ideology, the generally small point estimates highlight the relative importance of Democratic vote choice and economic liberalism. Education has only a modest impact, with a college education associated with just a .04 increase along the scale (SE=.01), as compared to a grade school education. Union membership is associated with a .06 increase in support (SE=.01). Professionals are slightly less likely to back fair employment practices (-.045; SE=.02). Urban residence is associated with a substantial .14 (SE=.01) increase in support for fair employment practices (and farm residence is associated with a .11 decrease; SE=.01). 43 The question wording was: “Opinions differ as to how certain racial and religious groups are treated in this country. Which of these three ideas comes closest to expressing your opinion of what the real situation is? A) Racial and religious groups are, on the whole, as well treated as they should be; (B) While certain racial and religious groups in this country are sometimes not treated as well as they should be, we are now improving the situation as fast as is practical; (C) Certain racial and religious groups in this country are treated very badly, and some strong measures should be taken to improve the situation.” Republicans were also more likely to say that these groups are treated as fairly as they should be treated (response option A). 27 The survey items discussed above suggest that Democratic partisanship, economic liberalism, and support for several civil rights policies came into at least partial alignment at the mass level among northern whites in the late 1930s-early 1940s. For southern whites, economic liberalism and lower levels of racial conservatism also were related during this period, even as partisanship was unrelated to civil rights views. But two areas in which the partisan gap in the north was less clear are perhaps indicative of the challenges that the Democratic Party would face down the road. First, the evidence with respect to racial prejudice among whites is more mixed than is the evidence concerning civil rights policy. That is, white nonsouthern Democrats were only slightly less prejudiced than were white nonsouthern Republicans during this period, even as they were more likely to endorse government action to combat discrimination.44 This finding is consistent with Sniderman and Carmines’ (1997) results showing only a modest correlation between racial prejudice and measures of ideology and partisanship in the 1990s. Second, and perhaps not surprisingly given the low correlation between prejudice and partisanship, the partisan gap on civil rights policy in the 1940s-50s – as well as later – appears smaller and less consistent when it comes to issues that involve close social contact between the races. This is evident in early surveys that ask about eating at integrated restaurants or having an African American nurse.45 It also persists in the late 1940s when Gallup asks about integrating bus and rail travel: there is generally only a small relationship with partisanship among northern whites.46 Similarly, evaluations of the Brown decision on school segregation show little, if any, tie to partisanship. While some items relating to social segregation do show 44 This is based on a preliminary analysis of the data. Perhaps the best indicator of prejudice is a question – included on several surveys – asking whether African Americans are less intelligent than whites. This item generally shows northern white Democratic voters were a bit less prejudiced than their Republican counterparts, but the gap is much smaller than for policy issues such as fair employment. See Sugrue (2008) on the persistence of prejudice and discrimination in the urban north during the 1940s-60s. 45 A NORC 1944 survey included numerous items that tap into this dimension. White FDR voters look very similar to their GOP counterparts when it comes to such items as eating in integrated restaurants, having an African American nurse, or having an African American move in next door. 46 The same surveys show a much bigger gap in views when it comes to lynching, fair employment, the poll tax, and Truman’s civil rights program as a whole. The wording of the travel desegregation item is somewhat confusing, suggesting that some caution ought to be used in interpreting its results. 28 a significant partisan gap – such as the soldier integration items in 1942 and 1947 – for the most part the tie between partisanship and civil rights views is smaller on this set of issues.47 This difference may also explain one wrinkle worth noting in the fair employment analyses presented above: when questions about job discrimination also refer to housing – as in the NES 1956-60 surveys, which ask about “jobs and housing” (unlike the 1952 and 1964-1972 NES) – the partisan gap in support for government action is smaller than in the other surveys (see Figure 5a). While it is possible that the relatively small partisan gap in 1956-60 is due to the muddled national party messages on civil rights in the late 1950s, it is worth noting that the Roper item on fair employment from 1957 – which asks only about jobs but not housing – generates the same substantial inter-party gap as the 1952 NES (and earlier and later surveys that also focus on jobs). As a result, it is at least plausible that “housing” signified something very different for respondents from “jobs,” generating the different results. Interestingly, when one turns to surveys conducted in the years following the 1964 election, the difference between questions focused on job discrimination and inter-racial social contact persisted. For example, in the 1972 NES, white northern Democratic identifiers are clearly more supportive of federal action to ensure equal job opportunities for blacks than are white northern Republicans (39%-36% in favor among Democrats, as compared to 40%-32% opposed among Republicans). By contrast, Democrats and Republicans are very similar in their general views on segregation (40% of Democrats favor desegregation over “strict segregation” or “something in between,” as compared to 39% of Republicans).48 47 The few state-level polls that ask about civil rights also show a clear tie between partisanship and support for fair employment legislation, while showing mixed evidence when it comes to social segregation. For example, a 1945 Minnesota Poll asked whether the respondent would mind if an African American family moved into your neighborhood. The results showed a clear party gap, with Democratic-Farmer Labor identifiers more liberal than Republicans. Two years later, another Minnesota Poll found a strong tie between partisanship and support for fair employment legislation, but a much smaller relationship between partisanship and willingness to work next to people of different races. The same 1947 survey finds a modest connection between partisanship and willingness to live next to people of different races. 48 The question asked, “What about you? Are you in favor of desegregation, strict segregation, or something in between.” The same 1972 survey shows that northern Democrats are somewhat more supportive of school integration than Republicans, but are slightly less supportive of fully integrated housing. 29 Despite the persistent similarities between northern Democrats and Republicans on issues relating to segregation in the 1940s-70s, economic liberalism was, with few exceptions, clearly tied to support for policies to promote integration. For example, while partisanship was less related to views on the NES items relating to “jobs and housing” than to NES items relating solely to jobs, economic liberalism had a strong relationship to both sets of items (see Figure 5b).49 Similarly, when the NES asked about whether the federal government should stay out of the issue of school integration in 1956-60, economic liberalism was strongly tied to respondent attitudes even as partisanship bore only a weak, inconsistent relationship.50 This relationship with economic liberalism held up in later surveys on school segregation and other forms of integration. A Gallup series starting in May 1962 asking whether the current administration is pushing “too fast” or “too slow” on racial integration provides a final window into these linkages. As with the other items, economic liberalism is clearly related to support for moving faster on integration throughout the series. When it comes to partisanship, nonsouthern white Republicans are much more likely to see the Kennedy (and later Johnson) administrations as pushing too fast for integration, with few Republicans criticizing the administration as “too slow.” Nonsouthern white Democrats, by contrast, are far less likely than Republicans to see the administration as pushing too fast, while being a bit more likely than Republicans to see the administration as moving “too slow.”51 As Figure 7 shows, the size of the inter-party gap appears stable throughout the 1960s (unfortunately, the question is not asked after 1968). At the same time, it is worth noting that while Democrats are more supportive of integration than 49 A simple OLS model predicting support for federal action on either “jobs” (1952) or “jobs and housing” (1956-60), coded as a dummy variable, shows a point estimate of .21 for economic liberalism (coded 0-1) in 1952 and point estimates ranging from .16 to .21 in 1956-60 (see Figure 7b). (The model is estimated separately for each survey). 50 For example, in the 1956 NES, just 33% of northern white economic liberals agreed that the federal government should stay out of school segregation, while 49% of economic conservatives agreed (49% of the liberals disagreed, as compared to just 34% of the conservatives). 51 A plurality of Democrats see the Administration’s pace as “about right.” Given the tendency for partisans to support their own party’s president, I focus mainly on the ratio of “too fast” to “too slow” responses as a first cut in analyzing this data. 30 Republicans, they are hardly clamoring for more aggressive federal action. Even when the Kennedy administration was moving slowly on integration in 1962 and early 1963, northern Democrats were not likely to say that the administration was moving too slowly—but they were much less likely than Republicans to see the administration as moving too fast.52 This Gallup series also provides some interesting additional hints about developments in the South in the early 1960s. Barry Goldwater’s path to the GOP nomination ran through the South, where he picked up many delegates through his supporters’ efforts to capture the local Republican Party machinery (see, e.g., Brennan 1996). Well before Goldwater cast his famous vote against the 1964 Civil Rights Act, the Gallup data suggest that southern whites supported the Arizona senator in large numbers for the GOP nomination – and that those backing Goldwater were particularly likely to believe that the Kennedy administration was pushing too fast on racial integration. For example, in the early Gallup polls on the GOP nomination race (those conducted through July 1963), Goldwater was the first choice of 33% of southern whites, as compared to just 21% of northern whites. An astounding 83% of those southern Goldwater supporters interviewed before July 1963 claimed that the administration was pushing too fast on integration, as compared to 61% of southern whites who did not back Goldwater at the time.53 In sum, the partisan linkage to views on prejudice and segregation among northern whites is less consistent than is the linkage on such civil rights issues as lynching, the poll tax, and job discrimination. To the extent that battles over open housing and busing would reveal the limits of many northern Democrats’ commitment to civil rights, these limitations reflected enduring features of the party-civil rights alignment rather than a result of a post-1964 52 For example, if one aggregates the surveys from May 1962 through July 1963—a period where the administration was doing relatively little on integration—17% of northern white Democrats with an opinion thought the Administration was moving too slow, as compared to 34% who thought it was moving too fast. By contrast, 14% of Republicans thought the administration was moving too slow, while 53% thought the administration was moving too fast. 53 The relationship between Goldwater support and views on integration was also significant in the north in these early polls, though less strong than in the south. The relationship appears to have strengthened over the course of the nomination campaign in the north while remaining stable in the south. 31 backlash. At the same time, economic liberalism has been tied to northern whites’ views across the full range of civil rights issues throughout the time period examined here. It is not obvious why both partisanship and economic views appear to be related to support for some civil rights policies, while only ideology is strongly tied to others.54 But even as one recognizes northern white Democrats’ ambivalence on questions of integration, northern Republicans appear to have entered the 1960s primed to be receptive to racially conservative appeals. GOP voters had long taken the less racially liberal stance across a range of civil rights issues than their northern Democratic counterparts, and they were far more eager to criticize the Kennedy administration from the right (“pushing too fast”) than the left (“pushing too slow”) on racial integration.55 Furthermore, the southern Republican state parties that the Eisenhower Administration and the Republican National Committee had helped foster in the 1950s were quickly becoming a power base for the growing Goldwater movement (see Bowen 2011; Brennan 1996), which the Gallup data suggests already had considerable appeal to the most racially conservative southern whites. Explaining the Linkages An obvious important question that emerges from the evidence presented thus far is what explains the alignment between Democratic partisanship, economic liberalism, and racial liberalism among northern whites that took shape in the late 1930s. Obstacles to providing a definitive answer to this question include the absence of racial policy survey questions prior to 1937, the lack of panel data, the limited number of racial attitudes items that are repeated on multiple surveys, and the limited number of potential explanatory variables that are included 54 This disjuncture hints that different mechanisms may link partisanship and civil rights views as compared to ideology and civil rights views. Teasing out these dynamics remains a challenge for future work. 55 An item included in the 1948 NORC election study – which surveyed respondents in California, New York, and Illinois – suggests that this Republican inclination to criticize Democrats as moving too fast on civil rights existed even at that early date. NORC asked: “Do you think the President has gone too far, or not far enough, in helping Negroes and other minority groups.” Democratic voters and economic liberals were each significantly more likely to take the pro-civil rights position on this item than were Republican voters and economic conservatives. 32 on a consistent basis in the early surveys. Given these limitations, considerable caution is required but some tentative conclusions can be reached. At a minimum, one can reject several seemingly plausible explanations. First, as noted above, it is unlikely that a simple prejudice story accounts for the results. The gap between northern white Democrats and Republicans in racial prejudice is quite small – both in the 1940s-50s and in later surveys.56 While racial prejudice has a powerful impact on racial policy attitudes, that impact does not account for the association between partisanship and racial policy views.57 Second, one can reject the idea that the partisan divide only emerged when civil rights issues affected the north. Some of the issues discussed above directly affected only the south (e.g. lynching, the poll tax), while others challenged northern race relations (e.g. fair employment practices). The consistency of the partisan and ideological gap across both sets of issues suggests that a narrow explanation – e.g. that Republicans were willing to target discrimination in the south but not the north – does not hold up.58 Third, it is difficult to argue that cues from national party elites generated the masslevel connections discussed here. The most visible national Democratic leader before 1945, Franklin Roosevelt, kept quiet on civil rights for fear of alienating southern Democrats in Congress. While there were several prominent Democrats who advocated for civil rights – including Eleanor Roosevelt and Robert Wagner (D-NY) – most national leaders avoided the issue, including the top Democratic leaders in both the House and Senate. In the 1936-44 presidential elections, the Republican national platform said more about civil rights and advocated a more liberal position than the Democratic platform (Carmines and Stimson 1989). 56 See Sniderman and Carmines 1997 for evidence that the correlation between partisanship and prejudice was limited even in the 1990s. 57 The earliest surveys do not include both civil rights policy and prejudice items on the same poll. However, in later surveys, the relationship between New Deal liberalism and civil rights support is robust to controlling for prejudice measures. 58 Republicans’ pro-business orientation surely encouraged resistance to fair employment practices legislation, which was viewed as interfering in the employer-employee relationship. But partisanship and economic views were also related to support for such civil rights proposals as anti-lynching legislation, the poll tax ban, and integrating the military, none of which posed a threat to business interests. 33 National Democrats did eventually send clear signals of their civil rights liberalism, particularly in 1948 when Truman made a major push for civil rights legislation and the party adopted a liberal civil rights plank at its national convention (though Truman’s forces sought a weaker platform plank in order to prevent a southern bolt). The elite cues perspective would thus lead us to expect a much sharper tie between partisanship and civil rights views starting in 1948. But the inter-party gap was about as big before 1948 as following the campaign (see Figures 2, 4, and 5).59 Indeed, on all 12 survey items asking about lynching, the poll tax, soldier integration, and fair employment practices from December 1937 to December 1947, there is a clear gap separating northern white Democrats and Republicans, with Democrats taking the more liberal position.60 It simply does not appear that the relationship between civil rights views and partisanship (or ideology) tightened amid the 1948 campaign or in its immediate aftermath.61 Finally, changes in the demographic group composition of the parties fails to account fully for the relationship between New Deal Democratic liberalism and racial policy liberalism. Across the vast majority of civil rights items, controlling for a wide range of demographic variables does not eliminate – and generally barely changes – the estimated relationships among the key variables of interest. This still leaves open the possibility that the partisan differences on civil rights are particularly sharp among certain subgroups in the electorate – and such subgroup differences could provide clues about the origins of the partisan differences. To explore this possibility, I estimated a series of models pooling data across surveys, analyzing nonsouthern whites’ 59 Changes in question wording over time require some caution in interpreting the relative size of the estimates. But close inspection of the question wording and response distributions over time does not provide a basis for thinking that the later questions somehow artificially reduced the party gap relative to the early questions (e.g. by having a more lopsided response distribution). However, additional work on scaling the items may help address this potential concern. 60 The 1947 Roper item on whether strong measures are needed to help minorities also shows the identical pattern (see discussion above). The twelve items are spread across nine different surveys. 61 While the national Democratic Party did take a clear civil rights position in 1948, this clarity was shortlived. National leaders succeeded in adopting a weaker national platform in 1952 and 1956, while nominee Adlai Stevenson presented a muddled civil rights message. 34 support for each set of policies with numerous repeated items (anti-lynching policies, the poll tax ban, and fair employment practices) as a function of Democratic presidential vote. This time, however, the models are estimated separately for a variety of demographic groups.62 Figure 8a presents the results when support for action against lynching is the dependent variable.63 The results are remarkably consistent across groups: Democratic presidential vote was significantly associated with support for federal action for both urban and non-urban residents; farm residents and non-farm residents; small-town residents; professionals and nonprofessionals; laborers and non-laborers; women and men; those under age 35, age 35-50, and 50 and above; those with only a grade school education, those who completed part of high school, high school graduates, and those with at least some college education; union and nonunion members; phone-owners and those without a phone at home; and for Midwesterners, Westerners, and Northeastern residents. The association between Democratic voting and lynching policy views was greater for urban residents than for farmers and small-town residents (.185 in urban areas, as compared to .08 for farm residents and .07 in small towns), among men (.15 vs. .07 for females), and for the most educated. But even the least educated group showed a strong relationship (.11 for those with no high school, as compared to .17 for those with at least some college.). Figure 8b displays the analogous results when banning the poll tax is the dependent variable. As with the lynching items, the association between partisanship and support for civil rights is stronger in urban areas – with the association in farm areas and small towns falling short of statistical significance. Men once again also show a stronger tie than women, though the association is significant for each group. The association is also stronger for the most educated groups, though there appears to be evidence of at least some relationship between 62 An alternative approach, to be explored in future work, is to estimate hierarchical models that allow for parameters of interest to vary across groups. 63 The model is estimated for all polls with lynching questions starting in December 1937, with a separate intercept included for each poll. 35 support for the poll tax ban and presidential vote choice among the least educated group as well.64 Finally, Figure 8c estimates the same set of models with the Gallup questions concerning job discrimination policy as the dependent variable. Once again, the tie between partisanship and civil rights liberalism is strongest in urban areas. For farm areas, the relationship appears to emerge a bit later: if one restricts the analysis to polls conducted from 1948 on, there is a significant relationship between partisanship and support for the poll tax ban, though again it is much smaller than for urban areas. The relationship is also stronger for professionals than non-professionals. Once again, the strongest relationship is evident among the most educated, but there is a significant relationship even for the least educated groups. These results reinforce the message that the alignment between party and race was strongest in urban areas and was somewhat stronger among those with higher socioeconomic status, but that the connection was by no means restricted to a narrow slice of the electorate and reached even those with lower socioeconomic status.65 These results cast doubt on the idea that the partisanship-ideology-civil rights linkage emerged as a straightforward product of group-membership based politics. That is, union members and non-members, professionals and non-professionals, low education and high education respondents, all display broadly similar relationships. This is not simply a story of CIO members following cues from their leadership and supporting the civil rights agenda promoted by their leaders. It also does not appear to simply be a story of educated Democrats responding to subtle cues emanating from party leaders.66 64 It is worth noting that the bivariate relationship between education and support for the poll tax ban is relatively modest: college educated northern whites are only about seven points more supportive of the poll tax ban than are northern whites with only a grade school education. 65 While the tie between civil rights views and partisanship is, on the whole, stronger for those with higher education, this may have little to do with the particular features of civil rights as an issue area. When one examines the relationship between party identification and economic issue views, one finds a similar pattern: the most educated respondents typically show tighter constraint than the less educated (see Converse 1964and Zaller 1992 more generally on this strong tendency). 66 Cues from intellectual leaders – highlighted by Noel (2012) – likely played a role in forging these connections, but the extent to which the connections spanned across different groups (even reaching into 36 Nonetheless, changes in the group composition of the Democratic Party in the 1930s may well have played a role in promoting the linkages among racial liberalism, Democratic partisanship, and economic liberalism (Karol 2009; Feinstein and Schickler 2008). With the 1936 elections, African Americans, CIO unions, urban liberals, and Jews emerged as core voters in the Democratic coalition outside the south. These same groups were prominent civil rights supporters (Kesselman 1948). Thus, even as Roosevelt kept silent on civil rights, rankand-file voters may have taken the cue from these affiliated groups that the Democratic brand includes – or ought to include – civil rights. These cues need not have been limited to group members. That is, as the Democratic Party in the North increasingly became associated with African Americans, Jews, and CIO unions, some voters may have been repelled by these new groups, while other voters – though not belonging to any of these groups – may have viewed them more favorably. It also may be that urban voters were particularly aware of the changing composition of the party coalition, and thus were quicker to respond to it, with conservatives increasingly repelled by the new associations and liberals more receptive.67 The CIO emerged as a particularly salient cue to many voters in the late 1930s, as it put forward a bold policy agenda and used assertive organizing tactics – such as sit-down strikes – that made it a lightning rod for conservatives and a hero to many on the left (see Schickler and Caughey 2011). Before the CIO entered the scene, the labor movement was by no means identified with civil rights; instead, AFL-dominated unions generally had a poor record on race relations (and AFL unions continued to have at best a mixed record long after the CIO became a competitor). One indicator of labor’s distance from civil rights in the pre-CIO era is that a 1934 petition circulated by the NAACP urging Roosevelt to support anti-lynching legislation the south, when it comes to the economic liberalism-racial liberalism tie), suggests that broader forces were at work as well. 67 An extension of this analysis might be to use a multi-level model with post-stratification to estimate the party gap at the state-level over time (see, e.g., Lax and Phillips 2009). A key question would be whether the party gap emerged at the same time across a wide range of states or was concentrated in a handful of urban states. Figures 8a-c show that the gap was not confined to a single region (e.g. the Northeast, West, or Midwest) but a more fine-grained, state-level analysis may provide additional insight into the timing of changes in the civil-rights/party linkage. 37 included signatures from governors, mayors, attorneys, ministers, journalists, and college presidents, but no labor union officials were identified as signatories.68 But just a few years later, CIO officials would assume a prominent role in such pro-civil rights organizations as the Southern Conference on Human Welfare (formed in 1938) and the National Committee to Abolish the Poll Tax (formed in 1942). From early on, the CIO stood out among white-led organizations in the extent to which it publicized its support for civil rights. The CIO News, the official weekly that was distributed to CIO households across the U.S., included many articles promoting civil rights initiatives soon after it began publishing in December 1937. For example, the January 29, 1938 issue included an article headlined, “CIO Attacks Filibuster on Lynching Bill.” When the CIObacked Labor Non-Partisan League issued a list of major bills it was monitoring in February 1938, the lynching bill was placed alongside legislation on strikers’ rights, wages and hours, and farm tenants (CIO News, February 26, 1938, p. 3). Subsequent CIO News stories promoted the poll tax ban and FEPC, and praised Court decisions on behalf of equal education opportunity. More generally, the CIO News sought to link the issues of labor rights and policies against racial discrimination under the common rubric of “civil rights.” Thus, many stories referred to the right-to-strike as a “civil right,” just as other stories referred to African Americans’ struggle in similar terms. In the CIO vocabulary, the enemies of African American rights and the enemies of labor rights were the same: southern “Tories,” business interests that sought to weaken labor by dividing workers on the basis of race, and even fascists from abroad (see Figure 9 for an example of the latter appeal).69 68 A copy of the petition was obtained from the Edward Costigan papers at the University of Colorado. Half of the governors were Republicans and half were Democrats; the former group included Alf Landon of Kansas. Roosevelt did not respond to the petition’s plea for action. 69 A fuller account of the CIO’s role will be provided in the book. The rich literature on the CIO and race relations makes clear that several CIO affiliates had a mixed record on civil rights (see, e.g., Zieger 1995; Stein 1993; Stevenson 1993; Riker 1948; Mason 1945; Korstad 1993; Goldfield 1993; Gerstle 1993). However, the union nonetheless stands out as one of the very few predominately white organizations in the 1930s-40s that vocally advocated for civil rights legislation. Accounts of civil rights politics written in the late 1930s and 1940s almost invariably identify the CIO as among the handful of predominately white organizations that joined African Americans in promoting civil rights initiatives. 38 It is difficult to know how much causal weight to put on the CIO’s push for civil rights in shaping whites’ attitudes. The direct effects may well have been limited. When one models views on lynching, the poll tax, and fair employment practices as a function of respondents’ demographic characteristics, CIO membership is generally a statistically significant predictor, but the substantive size of the association is modest: CIO members are generally about .02-.04 more supportive of these initiatives (on a 0 to 1 scale) than non-members, controlling for other demographics. But the CIO – along with allied groups, such as the Labor Non-Partisan League, the American Civil Liberties Union, the Southern Conference on Human Welfare, and the Union for Democratic Action (a forerunner of the Americans for Democratic Action) – may have had an impact on even non-members by shaping the meaning of liberalism to include civil rights.70 At the same time, African American activists in the NAACP and National Negro Congress, among other groups, worked to keep the pressure on these urban liberals to incorporate civil rights into their list of priorities. Another, related possibility is that the meaning of New Deal liberalism itself became sharpened amidst the Democrats’ travails of 1937-38. The fierce reaction against the sit-down strikes and court-packing, along with the recession of 1937-38, may have led some members of the broad Roosevelt coalition of 1936 to peel off from the party, while sharpening the ideological division between FDR’s supporters and opponents. The emergence of a viable conservative opposition to New Deal liberalism may have generated a clearer sense among voters of what it means to be a “New Deal Democrat” and what it means to be anti-New Deal. Similarly, the prominent role of the CIO in the Democratic coalition presumably was most likely to alienate those voters who had a more modest view of the New Deal’s aspirations. This sharpening of lines may have helped foster a closer alignment between New Deal economic liberalism and racial liberalism. That is, the individuals who continued to support 70 News stories from the late 1930s credit the CIO with playing a major role in swinging African American voters to the Democrats (see, e.g., Frank Kent, “The Great Game of Politics: A Solid Black Belt?” Wall Street Journal, June 30, 1938; Kent’s column was widely syndicated). 39 FDR and the Democrats amidst the setbacks of 1937-38 may have also been more likely to be the type of people who support the broad activist government required to safeguard civil rights.71 Similarly, the types of people who drifted away from Roosevelt and the Democrats as the meaning of New Deal economic liberalism sharpened in the late 1930s may have been the same kinds of people reluctant to support broad social change, such as civil rights. It seems safe to rule out the potential explanation that anti-civil rights attitudes themselves caused white non-southerners to become economic conservatives or Republicans in this era. The low salience of civil rights on the policy agenda – and the paucity of clear national elite cues on the issue in the late 1930s – makes it implausible to believe that the connection between racial and economic conservatism that was forged at the mass level in the 1930s reflects a causal effect of racial policy views on economic attitudes. A more plausible alternative is that the connection between economic and racial conservatism is rooted in a more general stance towards the role of government in addressing social and economic problems. This stance could well be rooted in individual personality characteristics, as recent research has provided powerful evidence that personality traits – such as openness to new experiences – can shape a broad range of attitudes and ideological dispositions (Gerber et al 2010). It may be that the New Deal economic policy “brand” resonated to the same types of people likely to view the treatment of African Americans as a policy problem, even in the absence of explicit elite cues.72 The observation that the tie between civil rights and economic views existed even in the white south – where group-based cues supportive of civil rights were far weaker than the north – provides additional reason to take seriously the idea that broad ideological dispositions were at work. 71 While white Democrats clearly did not join the party in this era due to concerns about civil rights, it is plausible that the kind of people attracted to the party were also the kind of people more likely to support liberal civil rights policies. 72 In other words, as New Deal economic liberalism came to signify a strong governmental role in promoting economic opportunities for the lower classes and empowerment of such previously subordinated groups as labor unions, this programmatic vision resonated with the same kinds of people who were likely to see government activism to help racial minorities as appropriate. 40 Discussion In their classic study of the civil rights realignment, Carmines and Stimson (1989) correctly emphasize the unsettled nature of civil rights politics within the national parties as of the late 1950s and early 1960s. Many national Democratic elites – such as John F. Kennedy and Adlai Stevenson – sought to straddle the issue, avoiding a clear stand that would alienate their party’s southern wing. At the same time, many northern Republican elites – such as Richard Nixon – also avoided taking a clear stand but were identified as at least somewhat supportive of the civil rights cause. The national leaders of both parties saw the explosive potential of the civil rights issue – not just to realign the electorate but to empower new actors within each party. While some leaders – Humphrey and Goldwater come to mind – were eager to embrace that potential, others were not. The open-endedness of the situation highlighted by Carmines and Stimson captures this essential dilemma facing national party elites. Below the surface, however, a series of developments dating back to the 1930s and 1940s had remade both parties so that the intra-party pressures in favor of an embrace of civil rights liberalism were much stronger on the Democratic side, while Republicans increasingly were pushed towards racial conservatism and a concomitant alliance with southern anti-civil rights forces. These developments included the mass-level alignment of racial liberalism with economic liberalism and Democratic partisanship among northern whites; the increased role of African Americans in the Democratic coalition in key northern states (and the reluctance of economically-liberal African Americans to vote Republican);73 the gradual reorientation of northern Democratic state parties in the 1940s to become more of a home for racial liberals; the efforts of northern Democratic members of Congress to force civil rights measures to the floor even as that challenged a key pillar of the national party coalition; the early alignment between economic liberalism and less strident racial conservatism in the south, and, starting in the late 73 The book project will devote considerable attention to the African American realignment. An important point, not lost on political observers in the 1930s-50s, was that African Americans’ strong economic liberalism left them significantly closer to the Democrats on issues other than civil rights, making it more difficult for Republicans to envision winning back a substantial share of African American voters (see Schickler and Caughey 2011). 41 1950s, the capture of revived southern state Republican organizations by activists who articulated an extreme brand of both racial and economic conservatism.74 The patterns of mass opinion described here are not best viewed as the cause of the realignment. But they meant that the wind would be at the back of liberal Democrats – such as Humphrey and other Democrats elected in 1948, such as Paul Douglas (D-IL) – who backed civil rights either out of personal conviction or as a way to appeal to African American voters or other Democratic coalition partners, such as CIO unions.75 Similarly, rank-and-file Republican voters’ greater skepticism towards government policies promoting civil rights provided a permissive backdrop for entrepreneurial conservative politicians as they sought to build a coalition with southern whites. Translating this permissive mass opinion context into an actual change in national party alignments required the confluence of two forces. First, the relatively independent electoral bases of state parties and rank-and-file members of Congress provided an institutional foothold for those seeking to redefine the parties’ stance towards civil rights. Second, the AfricanAmerican-led civil rights movement raised the salience of the civil rights issue, forcing politicians to choose sides rather than simply to straddle the issue. These two sets of forces reinforced one another: civil rights activists pushed Democratic politicians to put legislation onto the agenda at the state and national levels; these legislative efforts then further raised the salience of the issue and helped sharpen the divisions between pro- and anti-civil rights forces. 74 A full account of changes in the South would also need to grapple with the effort to organize a coalition of urban liberals, CIO unions, and African Americans in the region starting in 1938 with the formation of the Southern Conference on Human Welfare (see Sullivan 1996; Krueger 1967). The SCHW fell apart in the mid-to-late 1940s due to the communism issue, as well as racial divisions, but it nonetheless took a bold stand in favor of civil rights from its inception and sought to define a broad liberal agenda for the region that linked economic and racial liberalism. The CIO’s efforts to organize integrated unions in the South in the late 1930s and 1940s may have also played a role in forging a linkage between economic and racial liberalism in the region. 75 Accounts of Humphrey’s rise are striking in this regard. Minnesota had a small African American population, but Humphrey’s early embrace of civil rights liberalism helped demonstrate that his version of anti-communist liberalism was not hopelessly compromised, as his critics from the left wing of the Democratic-Farmer Labor Party charged (see Delton 2002; Thurber 1999). 42 A multi-layered historical perspective that incorporates both institutional and masslevel dynamics thus offers a way to move beyond the debate concerning whether the civil rights realignment was the product of elite choice at a critical juncture or instead was determined by deep structural forces. National political elites – such as Kennedy, Nixon, Johnson, and Goldwater – faced genuine decisions on how to position themselves and where to try to lead their parties on civil rights. The trade-offs involved meant that there was nothing automatic or predetermined about the decisions that resulted. However, national political leaders were making these decisions in a context in which economic liberalism and racial liberalism had long been linked together at the mass level and in which key groups within the Democratic coalition were pushing hard for a liberal stance on civil rights. These group and mass-level dynamics had already been working their way through the state parties and rankand-file congressional membership when national elites were finally forced to choose sides.76 When Barry Goldwater spoke of hunting “where the ducks are” in the 1960s, he was capitalizing upon a longstanding mass-level connection between economic and racial conservatism in the south – rather than creating this linkage. The willingness of congressional Republicans to help southern Democrats stall civil rights legislation in the late 1940s and 1950s was a harbinger of the future partisan alignment. Goldwater’s nomination in 1964 thus represented the culmination of a long process of change within GOP, just as Johnson’s personal transformation on civil rights reflected deep currents in the party he sought to lead. 76 These intra-party dynamics may help understand a paradox regarding the Democratic presidents of the 1940s60s. Truman, Kennedy, and Johnson had evidenced little interest in civil rights prior to assuming office; none of them were part of the Hubert Humphrey / ADA wing of strong civil rights supporters. Yet each of these presidents ended up eventually sponsoring major civil rights initiatives that played an important role in the developing drama. National political incentives – the imperative of keeping southern Democrats on board in November – led national Democratic elites to seek out nominees and platforms that were broadly acceptable. 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Cambridge: Cambridge University Press. 47 Figure 1: Difference in Expected Values between Northern Democrats’ & Northern Republicans’ Likelihood of Signing Civil Rights Discharge Petitions 48 .1 -.1 0 Coefficient .2 Figure 2a: Relationship between Democratic Vote Choice and Support for Federal Intervention Against Lynching, 1937-1950. Northern whites. (Dependent and independent variables are scored 0,1; point estimate and 95% confidence interval presented for each survey). 1936 1938 1940 1942 1944 Year 1946 1948 1950 1952 .15 .1 0 .05 Coefficient .2 .25 Figure 2b: Relationship between Economic Liberalism and Support for Federal Intervention Against Lynching, 1937-1950. Northern whites. (Dependent variable is scored 0,1; independent variable ranges from 0 to 1). 1936 1938 1940 1942 1944 Year 1946 1948 1950 1952 49 -.4 -.2 0 Coefficient .2 .4 Figure 2c: Relationship between Economic Liberalism and Support for Federal Intervention Against Lynching, 1937-1950. Southern whites. (Dependent variable is scored 0,1; independent variable ranges from 0 to 1). 1936 1938 1940 1942 1944 Year 1946 1948 1950 1952 50 Note: Excluded category consists of Economically-conservative Republicans. 51 -.05 0 .05 Coefficient .1 .15 Figure 4a: Relationship between Democratic Vote Choice and Support for Poll Tax Ban, 1940-1953. Northern whites. (Dependent and independent variables are scored 0,1). 1940 1942 1944 1946 1948 1950 1952 1954 Year .1 0 .05 Coefficient .15 .2 Figure 4b: Relationship between Economic Liberalism and Support for Poll Tax Ban, 1940-53. Northern whites. (Dependent variable is scored 0,1; independent variable ranges from 0 to 1). 1940 1942 1944 1946 1948 Year 1950 1952 1954 52 .2 0 -.2 Coefficient .4 .6 Figure 4c: Relationship between Economic Liberalism and Support for Poll Tax Ban, 1940-53. Southern whites. (Dependent variable is scored 0,1; independent variable ranges from 0 to 1). 1940 1942 1944 1946 1948 Year 1950 1952 1954 53 Figure 5a. Relationship between Democratic Vote Choice and Support for Fair Employment Policies. Northern whites. (Dependent and indep. variables range from 0 to 1). Note: Gallup=blue lines; Roper=green lines; NES: red lines. NES 1956-60 items refer to “jobs and housing.” 54 Figure 5b: Relationship between Economic liberalism and Support for Fair Employment Policies. Northern whites. (Dependent and independent variables range from 0 to 1). Note: Gallup=blue lines; Roper=green lines; NES: red lines. 55 Figure 5c: Relationship between Economic liberalism and Support for Fair Employment Policies. Southern whites. (Dependent and independent variables range from 0 to 1). Note: Gallup=blue lines; Roper=green lines; NES: red lines. 56 Note: Excluded category consists of Economically-conservative Republicans. 57 Figure 7: Comparison of Northern White Republicans and Democrats on Whether Administration Pushing Immigration Too Fast vs. Too Slow, 1962-68. (Positive score indicates more likely to see administration as moving too fast than too slow). 58 59 60 61 Figure 9: CIO News Cartoon, November 28, 1938.
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